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In Search of the Fisherman

Professor Frank J. Korn has retired from his teaching position on the Classical Studies faculty at Seton Hall University.  He is a Fulbright Scholar at the American Academy in Rome and the author of nine books on various aspects of the Eternal City.  He is listed in Marquis Who’s Who as “a notable classical educator and writer.”  Recipient of the Princeton Prize for Distinguished Teaching, he resides with his wife Camille in Scotch Plains, N.J.  The couple’s three sons –  Frank, Ronald, and John and their families live nearby.  His latest book    Below Rome, the Story of the Catacombs    which he co-authored with his wife, is available on Amazon or from the publisher, St. Johann Press, Haworth, N.J.

After the great fire of Rome in July, A.D. 64, the suspected arsonist, Emperor Nero himself, set the Imperial propaganda machinery into high gear to get the word out among the surviving populace that the conflagration had been the work of the tiny Christian community in the city. To strengthen his story, he cited the “weird” rituals of the “fanatical cultists,”  their sacrilege by worshiping not the pagan deities of the Roman pantheon but an ”absurd” man-god instead, and their disloyalty to the state. As a clincher, Nero charged the followers of Christ with many other heinous crimes, including cannibalism. To support this last allegation, he quoted from Chrisitan writings: “Unless you eat my flesh and drink my blood you shall not have life in you.”

Moreover, he had the Senate enact legislation outlawing Christianity as a subversive organization, issuing a warrant for the arrest of the leaders of the “organization” (i.e. Peter and Paul) and launching the first persecution of the Christians. Eventually, the first Supreme Pontiff (i.e. the Bishop of Rome or Pope), Peter the Apostle, was arrested and forcibly taken to the unspeakable horror of the Mamertine Prison, adjacent to the Forum.

For nine months Peter suffered the brutalities of the jail guards and was then informed that Nero had given the word for his execution. Peter, along with some of his flock, was crucified before an enormous crowd jammed into the stadium known as the Circus of Nero, on the southern slope of Vatican Hill.  Behind this race course was a public cemetery of streets lined with the mausolea of affluent pagan Romans. Adjoining these streets was a sort of potter’s field where the grieving friends of the apostle interred his remains

A Sacred Tomb

For the next quarter of a century or so, the location of the grave was marked     as a safeguard against desecration  – only in the memories of these Christians.  During this period too, an unofficial Christian necropolis developed around the grave of Peter since many    facing martyrdom    made it known that they wished to lie forever near their beloved bishop.

Pope Anacletus, as depicted on the wall of the Sistine Chapel. Wikimedia Commons, Public Domain

When in A.D. 90 the first pogrom against the Christians had abated somewhat, Anacletus, the second successor to St. Peter as Bishop of Rome, built a simple shrine directly over the grave of Peter. To this site would come, daily, groups of Christians in pious pilgrimage. These pilgrimages would, in the early centuries of the Church, cease each time a new wave of anti-Christian atrocities would be instigated by the state. Yet, as much as the government wished to suppress the infant religion, it would not go so far as to desecrate or destroy the grave of Peter, in compliance with its own statute, Violatio Sepulchri, which declared all burial grounds  – Pagan, Jewish, Christian alike     to be inviolable.

A persistent tradition tells us, however, that the persecution by the Emperor Valerian in 257-258 was so savage that the Christians feared for the security of the apostle’s mortal remains and thus secretly exhumed them for transferral to the catacomb of St. Sebastian on the Appian Way. Graffiti and inscriptions in this subterranean necropolis (one reads:  Domus Petri, Home of Peter) seem to corroborate the claim by some scholars that Peter was indeed for a short period entombed therein. Valerian did confiscate all Christian cemeteries during his reign of terror but when, under his successor Gallienus, these grounds were restored to the Christian community, the apostle’s relics were re-interred in their original grave, still indicated by a memorial.

A letter from about the year 200 by a certain Roman presbyter (priest) named Gaius perhaps refers to this shrine. From the letter and later archeological evidence we learn that the Christian community in time built a brick wall around their potter’s field to prevent further encroachment by pagan mausolea. Since the wall crossed directly over the apostle’s tomb, it incorporated into its fabric, at that point, a “trophy” as Gaius calls it.  (Trophy in the ancient idiom meant monument.)  This was either the memorial erected by Pope Anacletus or one by a later  pontiff. From a manufacturer’s stamp in the tile of a drain in this plot it can be plausibly inferred that the wall project dates to about A.D. 150.

With the victory of Constantine over Maxentius in the famous battle of the Milvian Bridge, there opened a new chapter in the history of Rome and of Christianity. Crediting the Christians’ God for his victory, the new emperor, Constantine, in gratitude, gave two state properties (the Lateran and the Vatican) to the beleaguered community, ordered a temple to be built over the site of Christ’s tomb on Golgotha in the Roman province of Judea, and in 326 began the building of an immense, splendid five-aisle basilica to honor the apostle, with the main altar placed directly over the modest oratory of Anacletus.

Tradition informs us that Constantine was most reverential in caring for the holy remains. The Liber Pontificalis, a book of biographies of popes from St. Peter until the 15th century, describes how the tomb of the apostle was opened in the presence of Pope St. Sylvestor and the Emperor, the bones collected and placed in a small but precious chest of gilt bronze surmounted by a solid gold cross weighing 160 pounds, and entombed beneath the main altar of the massive church.

In 594, due to the troubled times, Pope Gregory the Great ordered the raising of the basilica’s floor so that the apostolic tomb, now a veritable repository of gold and silver and jewels, might be more secure out of sight. It could now be viewed only by going through a passage in the crypt beneath the church.  Subsequent floor elevations and new altars by later popes, Clement VIII for one, relocated the tomb of Peter even deeper underground.

In 846, the hapless Eternal City was plundered by the non-Christian Saracens, who destroyed everything in their violent path and even plundered the temple and the tomb of Peter. From this point on there was to be no trace of  Constantine’s gold cross and precious stones.

After the departure of the merciless Saracens, the damages to the great basilica were repaired by Pope Leo IV (who also raised the lofty fortifications that we still see today encircling the Vatican, which accounts for the enclave’s other name, “The Leonine City”). Nearly all of Leo’s successors continued to embellish the ancient church with rare and costly productions of old and contemporary Christian art. The European nations which had by now been illuminated by the glow of Christianity also sent marvelous gifts of art to enrich St. Peter’s.

The 1300’s marked the beginning of another significant chapter in the basilica’s history. Upon the election of the French Pope, CLement V, the papal residence was transferred, for political reasons, from Rome to the sleepy town of Avignon in southern France.  Here the papacy stayed for 70 years. During that time St. Peter’s fell dark and abandoned.  From sheer neglect the basilica began to deteriorate. Its south wall bulged outward more than six feet out of true and the roof started to collapse. In 1378, Pope Gregory XI brought the papal throne back to Rome, but too late to save the crumbling basilica.

Finally, in 1450, the decay of St. Peter’s had reached such alarming dimensions that the architects of Pope Nicholas VI exhorted him to raze the sacred edifice lest it someday fall down upon the Holy Father and his flock gathered there for a pontifical Mass. But Nicholas died before he could carry out his intention to level the old structure and replace it with a far more splendid one. It wasn’t until eight popes and more than a half century later that the Constantinian basilica was pulled down to make way for the magnificent St. Peter’s we know and love today.

Testing the Tradition

The passage of so many centuries notwithstanding, Catholic tradition continued to hold that St. Peter’s Church    both the old and the new     stood expressly as a monument over the grave of the apostolic prince, Peter. In 1939, the newly elected Pope Pius XII had the faith and the fortitude to put this tradition to the test. As preparations were being made in the grottoes under the basilica for the tomb of his predecessor Pius XI, the digging had accidentally led to the discovery of an ancient pagan burial ground. Pius XII then authorized further excavations far below the nave of the church and gave orders for a specific search for the tomb of St. Peter.

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St. Peter’s Basilica. bmarxdueren, Pixabay.

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Previous pontiffs had shied away from such a quest. One deterrent was the frightening warning by Pope Gregory the Great back in 594 that anyone who would commit such a sacrilege as to disturb the bones of the apostle would suffer awful consequences. Another was the well-documented calamity, coincidental or not, that accompanied the last disturbance of the holy earth around Peter’s grave. When the architect Bernini in the early 1600’s informed Clement VIII that the massive columns supporting his proposed bronze baldacchino would need strong and deep foundations that required extensive digging near the apostolic tomb, the Holy Father, acutely aware of Gregory’s curse, was most reluctant to grant permission. Bernini ultimately prevailed. Work was initiated, auspiciously, on the Feast of Sts. Peter and Paul, June 29.

Within a week, the foreman in charge of the work died. Hours following his death, his assistant passed away. Hysteria swept over Rome and intensified when a few days later another official involved in the project died. When the pontiff himself took seriously ill, a short time later, all the laborers walked off the job, terrified by the omens. Eventually the panic eased, Rome regained its composure, and Bernini, via a promise of pay raises, was able to get the diggers back to the task.

Through their work, Pius XII’s excavators found a cemeterial street lined with house-like sepulchers whose interiors contained niches with urns of ashes or bones of Romans from the Imperial Age. At the very least, this supported the long-standing belief that Constantine had built the original St. Peter’s over a cemetery.

The excitement in the Vatican became palpable when, early in the digging, deep and directly under the papal altar, a small, ruined, immured monument was uncovered, fitting the description of Gaius’ “trophy.” More exciting still, however, was the slab, undoubtedly a gravestone, found at the foot of this wall shrine.  When upon raising the stone the excavators unfortunately found an empty grave — the long trail seemed to have come to a hopeless dead end.

Lost and Found

But a humble, learned professor from the University of Rome, Margherita Guarducci, was granted permission by Pius XII to continue the search. An expert in ancient graffiti, she spent the next six years scrutinizing the crude etchings on the wall above and near the vacant grave. In her customary scholarly thoroughness, Professor Guarducci wandered through the catacombs of Rome, comparing the etchings with the graffiti of the subterranean galleries to further authenticate the former.

One day she deciphered a Greek inscription near a recess in a side wall.  It revealed this simple message:  “Peter is within.”  Now the professor examined the recess itself and was persuaded that it was indeed a burial niche for human bones. And though Constantine’s marble enclosure of this original shrine was gone, it would have doubtlessly incorporated this side wall, too.

Another dead-end? Not to the dedicated academic detective. Interrogating workmen who had helped in the digging from the start, she learned that a monsignor assigned to the excavation work had some 10 years earlier come upon some bones in the niche in question, gathered them in a box, and moved them to a nearby storage room. By this time, Pius XII and his successor John XXIII had entered the ages, and it was Pope Paul VI who authorized the professor to attempt to identify the relics. With the aid of fellow scholars from the university, she determined the bones to be those of a man of 60 or 70 in age. Some handfuls of soil and shreds of purple and gold fabric were also found in the box along with the bones. All of this, plus the inscriptions, in addition to what ancient writings and tradition had to say on the matter, added up to one irrefutable fact as far as Professor Guarducci was concerned: Here indeed were the mortal remains of Peter the apostle! 

Tradition relates that he would have been about 70 years of age at his death and that he was buried in the earth. Constantine, in encasing the remains, would appropriately have wrapped them in precious cloth. As for the remains being found in a place other than that marked by Pope Anacletus, that was simple to explain: In an age where grave robbing and desecration were virtual national pastimes, Constantine, or someone in charge of the basilica soon after him, would likely have taken the precaution of transferring the holy relics to a safe, clandestine place nearby.

The evidence was persuasive enough to Pope Paul VI. On June 26, 1968, at a splendid ceremony in the Basilica, he settled the issue for the Catholic world.  From the papal altar, sunlit by golden beams streaming through the little windows of Michelangelo’s dome, beneath the towering letters at the base of the cupola declaring:  TU ES PETRUS…” the Holy Father, 262nd successor to the apostle, announced that the remains of St. Peter, the Fisherman from Galilee, had been found.

Cover Photo Image, Top Left: View of St. Peter’s Basilica at sunset. Anna Klein, Pixabay

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Revelation on a Train

It was the beginning of a discovery Giulia Rossetto would only have imagined in her dreams when she realized that what she was looking at were faint Greek letters long hidden from view on a centuries-old parchment manuscript. Viewing the document on her laptop computer while traveling on a train from Vienna, Austria, to her home in Italy, she was examining faint images of Greek script long erased in antiquity and over-written by a later Arabic text on the leaves of a parchment book. She could only see them because the magic of state-of-the-art multi-spectral imaging made it possible for her to see what was otherwise invisible. Based on her studies and research, she knew that the script style suggested it was likely classical Greek written in Egypt in the 5th or 6th century A.D. She could decipher names of well-known mythological figures — Zeus, Persephone, Dionysus. Elated, she transcribed the text of what she saw.

Later, Giulia compared her transcriptions to other known ancient classical texts. In the initial stages of her research, nothing matched. But she eventually came to realize that what she was looking at was actually a literary fragment of a great ancient Greek epic poem, thought long lost and about which little is known to current scholarship. Popular Archaeology interviewed Giulia. This is what she had to say: 

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Q: What is the substance of your discovery?

GR (Giulia Rossetto): What survives are fragments from a longer poem written in hexameters, which is the most common verse used in epic poetry (Homer’s Iliad and Odyssey are written in hexameters). The two surviving folia preserve episodes dealing with the childhood of the god Dionysus. One folio refers to a dialogue between the goddesses Persephone and Aphrodite about the child, while the second folio describes how the Giants and other characters attempt to attract the child Dionysus away from the father’s throne in order to kill him. This text was copied in majuscule letters, probably in Egypt (Alexandria?), between the 5th and 6th c. after Christ. It was written in a luxurious large book and annotated and corrected over the centuries, at a certain point erased and in the early 10th c. replaced with an Arabic text at the Monastery of Mar Saba near Jerusalem.

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Epiphany of Dionysus mosaic, from the Villa of Dionysus (2nd century AD) in Dion, Greece. Now in the Archeological Museum of Dion. Public Domain, Wikimedia Commons

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5th-6th c. after Christ is the date of the writing style of this text in this specific manuscript: however, the specific moment a text was copied rarely corresponds to the date of its composition. It is therefore probable that the poem is older, but it is difficult to say exactly when it was composed. And what could it be? One important hint can be found in the upper margin of one of the two folia: this is the number 23 and it could indicate the beginning of a book. This is written in the same fashion of the Homeric poems, which are arranged following the letters of the alphabet. In fact, this “23” is indicated by the Greek letter psi (ψ)and not by κγ΄, which would be the most common way to indicate this number. What do we know of lost epic poems with at least 23 books? My research led me to isolate one possible poem, which as far as we can read in the ancient sources had an editorial history similar to those of the Homeric poems: this is the so-called “Hieroi Logoi in 24 Rhapsodies”, i.e. the longest lost epic poem of which scholars are currently aware. So far, we only knew fragments of this poem by indirect tradition, i.e. through the quotations of ancient authors, in particular Neoplatonists like Porphyry or Proclus. The scholarly community has not yet agreed on the date of composition of the Hieroi Logoi: it seems that the material they are made of is quite ancient, but then were re-elaborated in the Hellenistic and in the Imperial time. The Hieroi Logoi were read and studied in Alexandria by the Neoplatonists in the 5th-6th c. and this would agree with the origin and date of the Sinai fragments.

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A multispectral processed image of the manuscript Sinai Arabic NF 66. © St. Catherine’s Monastery, Sinai, Egypt

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Q: What is your background education and experience as it relates to your work that led to this discovery? 

Dr. Giulia Rossetto, Post-Doc researcher at the Austrian Academy of Sciences. Damianos Kasotakis

GR: I studied Classics in Italy, at the University of Padua and the Galilean School of Higher Education (http://www.unipd-scuolagalileiana.it/en/), and I was immediately fascinated by the study of Greek papyri: fragmentary documents written in a way that is at first sight incomprehensible. I encountered them for the first time through courses of Greek philology and Greek palaeography. In order to better understand how to work on such texts, I attended extra training courses of papyrology in Florence, Lecce, Bologna and Würzburg. Then, towards the end of my Master degree studies I moved to Vienna for an Erasmus stay. During that stay, I learned about a project in cooperation with the Department of Byzantine Studies of the University of Vienna: the Sinai Palimpsests Project (http://sinaipalimpsests.org/) of St. Catherine’s Monastery, the Early Manuscripts Electronic Library (EMEL) and the University of California Los Angeles (UCLA). The project was devoted to the recovery – by means of the most advanced technologies (multi spectral imaging and batch or supervised image processing) – of erased texts from a number of palimpsest manuscripts preserved in the middle of the desert: in the 6th century Monastery of St. Catherine (Sinai). Palimpsests are medieval books whose parchment leaves come from older parchment books, the text of which had been thoroughly erased. I soon realized that it was not only papyri that were fragmentary. Captivated by this project (which I had the delightful opportunity to join), I decided to remain in Vienna for my PhD. I am still in Vienna, currently as post-doc researcher at the Austrian Academy of Sciences, leading my own project.

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The camera system of the Sinai Palimpsests Project at St. Catherine’s Monastery: the palimpsest Sinai Syriac 30 on the Stokes Imaging Cradle, captured by Megavision camera with Equipoise light sources. © Damianos Kasotakis

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Q: How did you get involved in researching/investigating this particular document?

GR: I began working with the Sinai Palimpsests Project as an assistant to Prof. Claudia Rapp, the project’s scholarly director. My role was to describe the Sinai palimpsests from a codicological point of view. This means understanding their structure and how they were assembled. We described the manuscripts onsite, at the Monastery of St. Catherine’s (an Eastern Orthodox monastery located on the Sinai Peninsula, at the foothills of Mount Sinai and the town of Saint Catherine, Egypt). During this period, I had the opportunity to work on several different palimpsests, written in a variety of languages, which greatly expanded my knowledge. Concurrent with this I was also one of about 30 scholars in charge of studying the erased texts: I was responsible for the Greek texts along with other scholars such as Pasquale Orsini, Agamemnon Tselikas and Nigel Wilson. Each scholar was assigned a number of manuscripts, with the task of deciphering, transcribing and identifying the texts in question. No one knew the contents at the beginning of our work. The subject manuscript discussed here, designated as Sinai Arabic NF 66, was entrusted to me in this way, towards the end of the project. It was a short text, only a couple of sheets, but surprisingly it turned out to be the one with the most surprises: fragments of a hitherto unknown text from classical antiquity.

Q: What was it like to do field research at the monastery: the physical environment, and the people with whom you interacted to do the work?

GR: Working at the monastery has been and continues to be a special experience and a wonderful privilege. I have learned a great deal from working side by side with manuscript experts, photographers, imaging scientists, data managers, just to mention some. At the monastery, I have always been well received by the Greek Orthodox monks, and especially by the librarian, Father Justin Sinaites. It was he who invited me to write my doctoral thesis – which will be published this coming summer in the form of a monograph – on some of the Sinaitic palimpsests, and this was one of the most exciting moments for me. During the stays, which usually last about ten days (although the director of photography and the camera operators stay much longer), we follow the rhythm of the monastic life: waking up at dawn, liturgy, study, lunch, study, vespers, and more study of the manuscripts.

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The Monastery of St. Catherine in southern Sinai (Egypt) houses one of the largest collections of medieval manuscripts, including palimpsests. © Damianos Kasotakis

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Q: In your words, what is the biggest takeaway from your work on the palimpsest and the implications of your work?

GR: The study of palimpsests has taught me that books and the writing support from which they are made (parchment) have actually traveled much further than most people think. The manuscripts now in Sinai come from many places: Crete, Cyprus, Jerusalem, southern Italy, to name but a few. Often scribes worked in multilingual contexts, as some Sinai palimpsests copied on top of erased parchment sheets originating from several different books written in Greek, Arabic, Georgian, and Syriac attest. Working on palimpsests has also taught me – as a trained classical philologist – that all texts are interesting and worthy of study, not just classical texts. (Less than 4% of the texts preserved at St Catherine’s contain a known or unknown work of classical antiquity). There is a reason why they were no longer used and this is worth investigating in order to understand more of the textual preferences of the time: why people discarded them, their reasons, and the milieu in which they lived. This made me look at my discipline and my work with new eyes.

Q: Why do you think it is important to discover/reveal the content of these ‘hidden’ writings?

GR: It is important because they give us an insight into texts, languages and scripts that we did not know before or about which we did not know much. I can explain this the following way:

Texts: During the project work, completely unknown texts came to light. One example: the fragments from the Orphic Rhapsodies which I discovered in manuscript Sinai Arabic NF 66. But there are also previously unknown texts of a biblical or liturgical nature.

Languages: Some languages are known to us only or largely from the Sinai palimpsests, such as Caucasian Albanian or Christian Palestinian Aramaic.

Scripts: Palimpsests are a very important source of information for reconstructing the history of the early stages of Greek writing on parchment rolls or codices. This is because between the eighth and ninth centuries, when minuscule writing began to prevail over majuscule writing in books, many texts written in capital letters were destroyed, erased, and used as recycling material. Now they can be brought back to light thanks to multispectral imaging.

I also think it is very important that this precious material (images, metadata, and description) be made available open-access online.

Q: What discoveries or findings have been made since your last published discovery by the media?

GR: Scholars affiliated with the project constantly publish their findings in scientific journals. During the Sinai Palimpsests Project, 74 palimpsests were multispectral imaged and underneath these 74 manuscripts 307 erased texts were recovered. They were all preliminarily identified, but the material still requires further investigated in depth. For example, I recently recovered the text of a previously unknown Typikon (the “rule” of a monastery) that was written for a community in southern Italy (Salento, Apulia) and thereafter erased, rewritten in Greek with a Byzantine prayer book and brought to St. Catherine’s Monastery, on the other side of the Mediterranean. 

Other recent discoveries:

Alexander Treiger has identified a 10th or 11th century Arabic version of Genesis and Exodus. This was probably a translation from Hebrew into Arabic made for an Arab-speaking Jewish community in North Africa. This is a very rare presence of Old Testament text from the Jewish tradition that owes its survival to a Christian context.

Grigory Kessel has recovered 29 different texts within a single Sinai palimpsest: Sinai. Arabic 514. Among these there are works which were previously considered lost: Ephrem the Syrian, Against the Jews, as well as a very early herbal in Syriac.

These and other discoveries are featured in a volume that will see the light later this year: C. Rapp – G. Rossetto – J. Grusková – G. Kessel (ed.), New Light on Old Manuscripts: The Sinai Palimpsests and Other Advances in Palimpsest Studies [Forthcoming in: Veröffentlichungen zur Byzanzforschung, Vienna, Verlag der Österreichischen Akademie der Wissenschaften]

Q: What are your plans going forward related to the palimpsest and/or related documents? 

GR: After the publication of the edition of the hexameters in the palimpsest Sinai Arabic NF 66 in the scientific journal Zeitschrift für Papyrologie und Epigraphik (ZPE), my fellow imaging scientists were able to make better and more readable images of the palimpsest sheets, thanks to which I was able to read many more words and better understand the narrative scenes. For this reason, I organized a small workshop in the autumn of 2021 in which classical philologists and experts of ancient religion from all over the world took part. One of the results I can anticipate is that the metrical analysis of the Sinai hexameters has shown that the material cannot be dated after the 4th c. BC (classical period), but the frequent repetitions make us think that this very old material was probably reworked in the following centuries.

The results of this workshop will be published in the form of a new edition of the text later this year, again in the journal ZPE.

Other than the specific investigation of this very palimpsest, the Monastery of St. Catherine preserves over 170 palimpsests. Less than half of them (74) were imaged during the first phase of the Sinai Palimpsests Project, which was funded by the Arcadia Fund of London. My dream would be to see the digitization of the palimpsests at the monastery continue. But for now, we can only anticipate the continuation of this great project, perhaps in the form of a second phase, and hope it will soon be possible.

During the summer my monograph will be published, which will offer an overview of the Greek palimpsests preserved in the monastery of St Catherine: Greek Palimpsests at Saint Catherine’s Monastery (Sinai): Three Euchologia as Case Studies [Forthcoming in: Veröffentlichungen zur Byzanzforschung, Vienna, Verlag der Österreichischen Akademie der Wissenschaften]

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View of St. Catherine’s Monastery, Sinai, Egypt. In the foreground: researcher Giulia Rossetto from the Austrian Academy of Sciences. © Damianos Kasotakis

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A Discovery in Waiting: Inside the Search for a 16th Century Shipwreck

In 1577, a French corsair, Le Prince, wrecked in shallow waters near the entrance of Port Royal Sound in South Carolina. It was an ignominious end for the heavily armed, 300-ton privateer. Before its demise, it prowled the waters of the Caribbean, preying on Spanish ships, seizing cargoes and treasure, and looting coastal settlements. According to historical documents, the captain and entire crew survived the shipwreck and made their way to shore where they constructed a fort and housing. Their days, however, were numbered. Most were soon killed or taken prisoner by local Native Americans. The survivors were eventually hunted down and executed by the Spanish, who controlled the region at that time. 

To this day, the remains of the Le Prince shipwreck have not been found. South Carolina State Underwater Archaeologist Jim Spirek aims to change that. Spirek is leading an exhaustive search to find and document the first shipwreck of a 16th-century French corsair. With a grant from the National Oceanic and Atmospheric Administration (NOAA) and help from the Maritime Research Division at the South Carolina Institute of Archaeology and Anthropology, Spirek is closer than ever to discovering Le Prince, and making history.

In August of 2021, I joined Jim Spirek and his team aboard their research vessel as they methodically surveyed the shoals near Port Royal Sound. I recently spoke with Spirek about the search for Le Prince and approximately 40 more shipwrecks that lay undiscovered off Port Royal Sound. In the following interview, he shared several details about the operation and what the team has uncovered:

Q: What prompted the search for Le Prince? What was your role in launching the project in 1996?

Spirek: We began the search for Le Prince when my new colleague, Dr. Chester Depratter, brought the shipwreck to my attention when I first arrived at the Institute in 1996. He knew I had worked on a 16th-century Spanish wreck in Florida and that I would most likely be interested in one here in South Carolina. He was correct, and with his assistance, I began to learn more about the circumstances of the shipwreck through historical research, mostly from translated and published Spanish documents, and I began to think about ways of conducting research in the French archives. These documents would reveal additional information about the preparations for the corsair to trade and raid along the Spanish Main and West Indies, documenting the people involved in the business venture, as well as the more mundane tasks of victualing, crewing, and outfitting a corsair during this period.

My role in the project was as the principal investigator along with my colleague Dr. Depratter, who was very interested in finding the shipwreck site as it figured very closely in with the history of Santa Elena where he was a terrestrial archaeologist, along with Dr. Stanley South, investigating the remains of the former Spanish capital of La Florida.

We started our first marine archaeological survey to locate the shipwreck of Le Prince and others in 2001 and have continued off and on throughout the years, using federal, state, and private funds.

Q: With approximately 40 undiscovered shipwrecks along the shoals off Port Royal Sound, why focus primarily on the Le Prince wreck?

Spirek: One of my primary research areas focuses on 16th-century shipwrecks and seafaring, so I obviously have a very keen interest on locating Le Prince, which wrecked in early 1577 at the entrance shoals to Port Royal Sound. The shipwreck also figures into the very early colonial history of the area with the reestablishment of Santa Elena, as French survivors lived in the area amongst the Native Americans for about three years after the shipwreck until they were ferreted out by Spanish forces by 1580. Besides the French corsair, there are many other interesting shipwrecks in the area, including a British warship from the War of 1812, and we’d be happy to find any of them for research and management purposes. But for me, with my research interest in the 16th century, Le Prince is the primary shipwreck of historical and archaeological significance in this region of the state.

Q: Why were French corsairs, such as Le Prince, sailing along that stretch of coast during the 16th century? What were they doing?

Spirek: Corsairs sailed along the Southeastern coastline during this period to refresh, seeking water, foodstuffs, and perhaps to trade with Native Americans, prior to undertaking the transatlantic voyage back to France. As for Le Prince, we’re not 100 percent sure why they decided to come to Port Royal Sound. Previously, they had stopped at St. Augustine to engage in trade or raid the Spanish town, but a storm drove them off and subsequently they sailed further north along the coast before they wrecked on the shoals at Port Royal Sound.

Q: What have you and the MRD team discovered thus far about Le Prince? What information has your historical research in France and Spain revealed?

Spirek: From an archaeological viewpoint, we haven’t found Le Prince yet, and we continue to methodically cover the suspected area of the wreck site. We do have a few targets that we need to ground truth, or inspect by diving, to see if any are related to Le Prince or any of the other shipwrecks historically recorded in the area. At this point, we can confidently state we know where Le Prince isn’t.

Results of our historical research, on the other hand, have been more fruitful in that we have found numerous documents in French and Spanish archives related to the French corsair. Our researcher in the French archives has uncovered a trove of documents dating from the late 1560s to 1576 that provides glimpses of the early history of Le Prince. The vessel in the late 1560s was commanded by Huguenot or Protestant corsairs attacking Portuguese and Venetian ships at the Azores Islands and strait of Gibraltar. Later the vessel was captured by Catholic forces at La Rochelle in 1573 during the Fourth War of Religion and then home-based in Le Havre where the vessel and others later caused trouble for English shipping in the Channel.

Public Domain, Wikimedia Commons

Spanish documents uncovered by our researcher in the Spanish archives documented the corsair’s movements in the Caribbean, including attacking vessels and towns and engaging with the Spanish Armada off the coast of present-day Haiti. These archival materials supplemented other translated and published documents about La Florida that included elements of the corsair’s exploits in the Caribbean, but primarily detailed the tribulations of the survivors from the shipwreck, Native American attack, and the methodical hunt by the Spanish to round up the Frenchmen. 

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Le retour des corsaires. 1806. Painting by Maurice Orange, Public Domain, Wikimedia Commons

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Q: How are you conducting surveys of the shoals? What types of equipment are you using?

Spirek: We are conducting marine archaeological prospecting of the shoals using a suite of marine electronic equipment that consists of several devices. Our primary instrument is a cesium magnetometer that’s used to detect ferromagnetic materials such as iron or steel, or cannons, anchors, rigging, and other components associated with shipwrecks. We also use a side-scan sonar which acoustically pictures the bottom so if there’s any material standing above the bottom it will be pictured. Afterwards, we correlate the magnetometer data with the sonar data to get an idea of what could be down there. Is it a ballast pile of rocks or other components that suggest a shipwreck?  There are all kinds of objects that can be on the bottom, such as dredge pipes, wire and cables, cars, crab traps, etc. Usually, the closer we are to a harbor the more debris there is that we must sort through to try and find anything of historical or archaeological significance. We also use on occasion a sub-bottom profiler that sends a low frequency acoustic signal that penetrates below the bottom. This will hopefully reveal something buried that the magnetometer detected, but not by the side-scan sonar which suggests that the magnetic anomaly is buried. Then we can run over the target with the sub-bottom profiler to try and determine if it is something of interest.

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Will Nassif minding the data acquisition and Jim Spirek steering the vessel. (SCIAA photo).

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Q: How deep are the areas you’re surveying?

Spirek: As we are surveying on and around the shoals at the entrance to Port Royal Sound the depths are primarily shallow. Depths range from several feet in proximity to the sandbars during low tide, although there is an area of deeper water about 70 feet near the channel. However, for the most part, the depths range from 25 to 30 feet or thereabouts, depending on the tide.

Q: What is a typical day of offshore surveying like?

Spirek: A typical day of survey includes heading to the boat ramp and getting the boat ready in the morning by re-connecting our laptop to the equipment, starting the generator for shipboard power, and getting our personal gear aboard. After dropping the boat in the water, we head offshore and travel time to the survey area varies from about 45 minutes to an hour depending on the weather and sea state, and if we’re working closer inshore or further offshore. Weather and sea states always dictate how far offshore we can go. We prefer glassy conditions in which we can methodically “mow the lawn” back and forth over the survey area without too much trouble although sometimes it does get a little bit lumpy out there, particularly in the afternoon. If it gets too bad, we oftentimes head in closer to the sound entrance to hopefully find a lee shore from the wind and waves sheltered by one of the islands that form the entrance. Usually, we stay out about six hours before heading back to the landing where we reverse what we did in the morning by disconnecting the computers and taking our stuff off. We then head back to where we are staying and rinse the boat, flush the engines with freshwater, and do any needed maintenance or repairs to the vessel or equipment. In the evening after dinner, we’ll start post-processing the magnetic and acoustic data to begin building a target list to obtain additional electronic data and ground-truthing by diving later in the project.

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Jim Spirek and Ryan Bradley tossing the cesium magnetometer sensor into the sea. (SCIAA photo).

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Athena Van Overschelde keeping the boat online using the helmsman display. (SCIAA photo).

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Q: What’s the most difficult challenge you’ve encountered?

Spirek: Any time working with electronic equipment and boats on the water there are always issues related to equipment problems. For instance, our laptop began resetting itself due to an internal battery issue that required us to re-boot every two hours. Although we did fix the problem, it caused us to ready another laptop for data acquisition and now we have redundancy in the event the old laptop starts giving us problems again. Since our boat is what keeps us on the water, we baby the engines and service them regularly. Fortunately, our equipment issues have been minor in nature and nothing that money can’t fix. Our main challenge is always the weather and sea state that impacts how long and where we can work offshore. Our main aim when surveying is to make it as boring as possible, that is to not have any major issues or have an “adventure.”  We simply want to keep “mowing the lawn” and making progress to find Le Prince and other shipwrecks on the shoals.

Q: How confident are you that you’re searching in the right area? Has that section of coastline changed much since the 16th century?

Spirek: We feel confident that we’re looking in the right area for Le Prince based on historical Spanish documents, including one account by a Franciscan friar who wrote that the shipwreck occurred about a league from the shore, which is about three miles, and another reported observing the poop deck, or the upper deck stern structure of the ship, had been pulled into the marshes. These two accounts suggest the corsair wrecked close to shore, especially since the poop deck was drawn into the sound.

Regarding physical changes to the shoreline, there is no doubt the shoreline has changed over time, but the channel has remained fairly constant due to the strong ebb flow through the natural inlet. To account for changes to the shoals and shoreline our primary survey area encompasses a large area that extends approximately seven miles to the sea entrance at the bar and spans seven miles wide. 

Q: How close are you to finding Le Prince?

Spirek: Currently, we know where Le Prince isn’t so we hope that means we’re getting closer to where Le Prince is.

Q: When you locate the Le Prince wreck, what exactly do you expect to find?

Spirek: If we do find the remains of Le Prince, we’d expect to find the lower wooden hull of the shipwreck embedded in the bottom, perhaps with an exposed area of ballast stones, and surrounded by heavier metallic components, such as anchors and cannons. Historical accounts state the corsair was heavily armed with about 40 artillery pieces, although we do know that the survivors salvaged one bronze cannon so that means there’s about 39 large cannon remaining, comprised of a mix of iron and bronze pieces. Besides metallic objects, we’d hope to find some evidence of the spoils of their depredations along the Spanish Main and the West Indies, perhaps some gold coins and pearls. We also know they took onboard numerous foodstuffs stored in ceramic olive jars while in Cuba and assume either whole jars or sherds survive, including organic preservation of their contents. Besides preserving objects from the last voyage, another class of artifacts more deeply buried in the ballast rocks, among the frames of the hull, and in the bilge, no doubt survive that are related to the life of the ship, from when it was built and from previous voyages. These include former cargoes, broken ceramics, and faunal and floral remains that upon examination may reveal more about the sailing career of the corsair.

Q: What do you hope to learn from the shipwreck? What could the remains of Le Prince teach us?

Spirek: [Although historically] overshadowed by the exploits of the British in the Caribbean, particularly by John Hawkins and Francis Drake, the French were the first to contest Spain’s New World claims through corsairing operations, and later colonial endeavors. Discovery of Le Prince would launch a research effort to learn about these activities as well as increase our understanding of their role in the development of the New World. From a nautical archaeological point of view, the discovery and examination of this ship would reveal a component currently absent from the archaeological record associated with the early exploration, colonization, and contention of the New World—a 16th-century French corsair shipwreck.

Q: In addition to Le Prince, what other shipwrecks are you hoping to discover?

Spirek: Besides searching for the wrecked French corsair, historical records indicate approximately 40 other shipwrecks occurred in the vicinity of Port Royal Sound. A Spanish vessel wrecked on the shoals in the 16th century and perhaps we’ll stumble upon that one during our survey operations. From the late 16th to late 17th century, there is an interlude of known shipwrecks occurring. It begins to increase in about the late 1700s when Charleston, and later Beaufort and Savannah, are established, which results in an increase of shipping traffic in the region. These unfortunate victims of the shoals primarily consist of British colonial vessels until the American Revolution, and then transition to US vessels, interspersed with a few foreign ones. One intriguing wreck is the HMB Colibri, which wrecked after leading a marauding expedition against local Sea Island plantations during the War of 1812.

Q: How important are these shipwrecks to understanding the region’s maritime history?

Spirek: Shipwrecks provide a tangible link to the maritime history and development of Port Royal Sound from the early period of European explorations, particularly related to rival Spanish and French counter claims to the territory, followed by British colonial pursuits, and commercial progress as part of the United States. Each of the shipwrecks off Port Royal Sound provides a glimpse of their individual role that, combined with the others, broadens our understanding of the maritime history of the region and the world.

 

Cover Image, Top Left: Battle of a French ship of the line and two galleys of the Barbary corsairs, Painting buy Theodore Gudin, Public Domain, Wikimedia Commons

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Hunger for Fame: The Extraordinary Life and Death of Alexander the Great

Alexander the Great is perhaps best known in popular literature as arguably the most accomplished military conqueror in world history. But he was far more than a conqueror.

He had his roots in the land of ancient Macedonia………..

The Early Setting 

Geographically speaking, ancient Macedonia was mountainous with lowlands,  highlands and thick forests. It spanned parts of what is today Northern Greece and the Balkan Peninsula. The ancient Macedonians were substantially influenced by Greeks to the south as well as the massive Persian Empire to the east, which had nearly conquered Greece. The Macedonians prayed to the same gods as other Greeks and sent a contingent to the Olympics. Their language was a dialect of Greek. Unlike the rest of Greece, the Macedonian nobility practiced polygamy. Greeks tended to prefer wine mixed with water (see the example of Plato’s dialogue on love, Symposium), whereas Macedonians drank undiluted wine. Many Greeks thought of Macedon as rough and barbarian – the proverbial country mouse compared to the more sophisticated city-states, such as Athens, Corinth, and Thebes to the south. 

Yet for all their Homeric impulses, the Macedonians did not have an early history of success: sometimes in battle or regicide their kings died before their time. But a revolution in warfare, a new paradigm, emerged in the persons of Philip and his son, Alexander. 

In ancient times, princes of one kingdom might live in another kingdom as hostages in order to maintain the collective peace. As a youth, Philip was sent to Thebes and was treated very well by the ruling family. It was his great luck and pluck to immerse himself in the revolutionary changes of King Epaminondas, who had accomplished the near-miraculous by defeating Sparta at the Battle of Leuctra in 371 BC (all dates herein are BC). Epaminondas was a genius at military innovations, such as increasing the rows of the phalanx to fifty and using an oblique attack, which broke the Spartan army – a shock and game-changer in military strategy. 

In 359, Philip’s older brother, King Perdiccas III, was killed in battle against the Illyrians. Philip served as regent to Perdiccas’s infant child, but he assumed the kingship (basileus) for himself. As usual, this change of kingship was accompanied by mayhem and murder. It was a fit start for Philip, a foreshadowing of his eventual demise. He was ruthless – he had to be. He increased the size of the Macedonian phalanx and the length of the sarissa (pike) to 18-20 feet, added more regular and elite units, such as the Foot Companions and Companion Cavalry. Not a tall or large person, what Philip lacked in physical stature he more than made up with brilliance, diplomacy, and fighting spirit. He was known as a philanderer with many wives and relationships. His body featured battle wounds and was blind in one eye, possibly from an Athenian arrow. Olympias became Philip’s fourth wife. She was from Epirus, a mountainous land now shared by Greece and Albania. She and Philip were possibly initiates of the cult of the Great Gods and, in addition, Olympias was a follower of the Dionysian Mysteries (the Bacchae of Euripides hints at the wildness of this religion). It was said that Philip was afraid of her because she slept with snakes and behaved ‘witchy’. But Olympias may have contended with bad press. Professor Kara Cooney, Chair of the Department of Near Eastern Languages and Cultures at UCLA and author of When Women Ruled the World, shared this applicable reflection: “Powerful women did not receive fair treatment from historians, not at all.”   

Alexander was born on 20 July 356 in Pella, the capital of Macedon. One tale relates that the goddess Artemis was so attentive at Alexander’s birth that she was not aware of a madman torching her temple at Ephesus. About Alexander there is much myth-making, a common practice among luminaries of world history. Olympias apparently instilled in Alexander the notion that Zeus visited her one night, which brought Alexander closer to divinity, conferring on him dual descent from Philip and Zeus. Alexander’s parents believed they were related to Dionysus (god of wine) and Herakles (divine hero). Alexander was thrilled by the exploits of Achilles. (He is said to have kept a copy of Homer’s Iliad annotated by Aristotle, and a dagger under his pillow at night.)

Alexander’s Youth and Aristotle as Teacher

When Alexander was twelve, Philip bought a Thessalian stallion, Bucephalus (oxhead), black with a white patch on its forehead. The horse proved unmanageable, but Alexander bragged that he could handle him. Legend says that father and son made a bet. Alexander realized Bucephalus was afraid of his shadow, so Alexander turned the horse’s head toward the sun. Alexander was able to gallop on the horse. “Find yourself another kingdom,” said King Philip. “Macedonia is not large enough.” This gift later carried Alexander across swaths of Europe and the Middle East, before dying in India. (In those times, horses did not have stirrups or much of a saddle.) 

Alexander had a circle of friends who later became important military and political luminaries: Hephaestion, Ptolemy, Nearchus, Harpalus, to name a few. Alexander was known as an excellent runner and hunter and very precocious. Being a successful hunter was one way a young Macedonian received special privileges. Alexander had two teachers, Lysimachus and the austere Leonidas (a relative), who early on trained him in war and physical education 

In 334, when Alexander was thirteen, Aristotle began teaching Alexander. There were political and educational reasons for this. Plutarch writes that they met in “the precinct of the nymphs near Mieza, where to this day visitors are shown the stone seats and shady walks of Aristotle. It would appear, moreover, that Alexander not only received from his master his ethical and political doctrines, but also participated in those secret and more profound teachings.” For three years Aristotle taught Alexander and his circle philosophy, politics, science, literature, geography, medicine (later Alexander sometimes helped the wounded after battle), and more. (In years to come, with both personal interest and financial support, Alexander often showed a love of the arts, music, and drama, especially the plays of Euripides. Apelles was Alexander’s favorite painter and court portraitist.) 

The emphasis on science, thinking, and logic surely had a hand in Alexander’s success. Aristotle’s Organon shows some of what concerned Aristotle and Alexander.  Alexander would bring scientists, historians, and philosophers on his conquests – just like Napoleon in Egypt two thousand years later. During his conquests, Alexander also sent back flora and fauna to Aristotle. 

Alexander was able to see larger than his brilliant teacher Aristotle, who wrote on every subject possible, but whose geographical knowledge was limited. The earth was much larger than Aristotle believed. Aristotle also believed in the kingship of the man with outstanding excellence who is like a god, and in the inferiority of non-Greeks:   Alexander believed in the first but not in the second, as we’ll see later with his politics and his marriages to three foreign princesses. Unlike most Greeks, Alexander rejected the notion that foreigners were to be treated as inferiors — like “plants and animals” (Aristotle). Over the coming years, Alexander developed a plan, a vision, larger than the independent polis and Greece itself; it would include foreigners at the highest levels. 

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Map of the Kingdom of Macedon at the death of Philip II in 336 BC. Marsyas (French original); Kordas (Spanish translation), CC BY-SA 2.5, Wikimedia Commons

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Philip’s Triumphs, 7 Wives and Assassination

Many Greeks, especially those such as the Athenian orator Demosthenes (384-322), were justly apprehensive about Philip’s ambitions. Demosthenes (like Churchill in the 1930s) warned Athens against the growing danger of the Macedonians, but there was a delay in others realizing this. Through war and diplomacy, the sly king was looming closer. At last, a coalition of city-states led by Athens and Thebes combined forces to stop Philip. 

The Battle of Chaeronea, a game-changer, broke out in Boeotia in August 338. Philip seems to have feigned a retreat to draw out the inexperienced Athenians. Alexander (eighteen years of age) led the Companion Cavalry. “This in itself speaks worlds both for Alexander’s prowess and for Philip’s faith in his command abilities,” Paul Cartledge, Emeritus A. G. Leventis Professor of Greek Culture, Cambridge University, writes in Alexander the Great (86). Alexander ruptured the wall-like phalanx that dispersed the opposition. Plutarch writes that Alexander was the “first to break the ranks of the Sacred Band of Thebans.” Even when the battle was lost, the perfect courage of the Sacred Band led to their annihilation. (Two hundred and fifty-four skeletons of the Sacred Band have been found in a mass grave in Chaeronea.)

In winning the battle, Philip ended the independent polis in Greece and upended the balance of powers. Now leader over most of Greece, he punished Thebes but spared Athens. Philip didn’t want to destroy his allies, since he needed them to fight Persia. Athens had a great navy – so why weaken Athens? Philip set up the Hellenic League (aka League of Corinth) whose purpose was to unify the Greeks and fight the Persian Achaemenid Empire. Philip conquered powerful neighbors, wisely used diplomacy, created buffer states, filled his coffers, and was in a powerful position. He now turned his eyes to the East, sending an expeditionary force across the Hellespont into Asia Minor.   

Philip, who had six wives, married Eurydice, the seventh. He was 46 and she was a full-blooded Macedonian teenager. This put Alexander and his mother Olympias at some risk. At the wedding feast, Eurydice’s intoxicated uncle, Attalus, spoke of the need for a legitimate heir to the throne. Alexander jumped up, saying, “Villain, you take me for a bastard?” Philip drew his sword but was so drunk that he fell to the floor. 

Alexander and Olympias mistrusted Philip, especially because Philip and Eurydice had a son, a full-blooded Macedonian prince. Alexander was half Macedonian. Alexander and Olympias ended up going into exile for six months. Still, Philip didn’t want to be on the bad side of his own family; he planned on having his daughter, Cleopatra, marry her uncle, Olympias’ brother, the King of Epirus. It was a wise strategy in this power equation. Everyone seemed reconciled, or so it seemed. 

It is easy to understand Olympias and Alexander’s mistrust and fear. In those times, it would be dangerous to be out of favor in any royal family. Over the years, Philip had often been away campaigning; perhaps Alexander was not very close to him and, in fact, had Oedipal leanings toward Philip. Did Olympias and Alexander want Philip dead? If true, the timing was exquisite, and fate seemed to join ambition. Historians suggest that Philip had humiliated Pausanias (one of the royal bodyguards), with whom he had a sexual relationship. In Alexander the Great, Robin Lane Fox points how that Pausanias was from Epirus, which was also Olympias’ homeland, “and she might not have found it hard to work on a nobleman whom Philip had recruited away from his local friendships” (22) 

At the wedding, in a white robe, alongside his daughter Cleopatra, Philip walked without his bodyguards. This was in a theater in Aegae (modern Vergina). Pausanias ran up and stabbed Philip between the ribs. Pausanias fled toward his horses stationed near the walls. But he tripped on a vine and was dispatched by guards, including Alexander’s friends. Diodorus writes: “Such was the end of Philip, who had made himself the greatest of the kings in Europe in his time, and because of the extent of his kingdom had made himself a throned companion of the twelve gods.” This has been an intriguing “who done it?” Just as in the assassination of John F. Kennedy, a looming question is, was anyone else involved? 

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Philip II of Macedon, Roman copy after a Greek original of the 4th century BC. Public Domain, Wikimedia Commons

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The Beginning of Kingship     

In late summer 336: Alexander, at the age of twenty, assumed the kingship. “The army signed off on this quickly, suggesting he had prepared the ground before the murder of Philip,” Prof. Jean Alvares, Classics Professor at Montclair State University, suggested to me. As usual, there was a purge of real and imagined rivals. Alexander also made sure that allies stayed faithful. He advanced into Thrace to secure his borders and to crush revolts, as well as the Danube region to defeat the Getae.  

Some Greek city-states (poleis) rebelled against the Macedonians. There was also a rumor of Alexander’s death. Thebes, suffering from the presence of a Macedonian garrison since the Battle of Chaeronea, revolted. Thebes needed allies and much assistance, but not much of anything arrived. Alexander and the Macedonians raced to Thebes before anyone joined the proud, beleaguered city. The Macedonian force was much larger, but the Thebans fought bravely. The Macedonians fought their way into the city. Thebans not killed were enslaved and the city was razed. The house of the great poet, Pindar, was spared. 

Diogenes the Cynic and the Oracle of Delphi

On a visit to Corinth, Alexander visited Diogenes the Cynic (Cynicism is a school of philosophy meaning “dog-like” in Greek). It is said that Diogenes lived in a barrel. While he was sunbathing, Alexander stopped by and asked if he needed anything. Diogenes requested that Alexander “could get out of the sun.” Alexander remarked that if he were not Alexander, he would like to be Diogenes. More likely and important was Alexander’s visit to the Oracle of Delphi. The Pythia (the visionary priestess-prophet on her tripod chair) was not meeting anyone that day, but Alexander forced her to do so. The Pythia uttered, “You are invincible, my son.” 

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Remains at the Oracle of Delphi, Greece. Walkerssk, Public Domain, Pixabay

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In the spring of 334, Alexander and his army, cavalry and ships crossed the Hellespont, the narrow straight that separates Greece from Asia Minor and the Persian Empire. He jumped off the ship and threw his spear into the soil, declaring Asia “spear won.” Alexander and his best friend Hephaestion ran around the walls of Troy and left offerings at the Tombs of Achilles and Patroclus. Homer’s heroes always loomed large in Alexander’s mind from childhood to kingship. Alexander’s plan was to defeat the Persian Empire — an incredible ambition. He claimed that it was retribution for when the Persians destroyed Athens. He wanted to free the Greek cities under Persian rule and replace the Persian king. Clearly, there were a few motivations of a political and personal nature. He wanted to see and conquer more than anyone, to be the Goat (Greatest of All Time), and to live on the lips of people.

The Persian Empire and Battle of the River Granicus 

The Persian Empire, a multicultural superpower, was the largest of its day, stretching across the Balkans and Middle East to the Indus Valley. Its origins go back further, but it was around 550 when Cyrus the Great founded the empire, larger than any other empire of his time or before. Cyrus had a positive reputation for respecting the customs and religions of others and for restoring the Israelites back to their homeland. He is revered in the books of Isaiah and Ezra in the Old Testament. Xenophon wrote that Cyrus was “most generous of heart, most devoted to learning.” 

The imagery on the Apadana walls at Persepolis show that the concept of many people (vispadana) was significant to a multicultural empire. The official religion of the Persians was Zoroastrianism, which had a god of wisdom and light (Ahura Mazda) and a god of darkness (Ahriman), featuring fire altars under the open sky. Zoroastrianism influenced Judaism, Christianity, and Islam. 

During Alexander’s time, the Great King, the King of Kings, was Darius III (reigned from 336-330). Like the empire itself, the military consisted of many peoples, including Greek mercenaries such as Memnon of Rhodes. Memnon was a crafty leader and was married to Barsine, daughter of a satrap. Unfortunately, Darius did not follow Memnon’s advice. Memnon had recommended an attack on Greece and also a scorched earth policy – to wear down Alexander’s Hellenic League and avoid them for the time being. It can be effective against a powerful invader. Starve it, tire it out, look for a better position, wait for luck to turn. “He will win when he knows when to fight and when not to fight,” writes the Chinese military genius Sun Tzu.   

Darius objected to Memnon’s strategy. In fact, Darius had other worries and was not present at the battle. He did not know Alexander yet. In May 334 Alexander, in a white-plumed helmet and medusa-adorned breastplate, atop Bucephalus, led the Hellenic League against the Persians at the Battle of the Granicus, the first of three earth-shattering battles.

Parmenion (aka Parmenio) commanded the forces on the left, while Alexander commanded the Companion Cavalry on the right. Memnon commanded the Greek mercenaries fighting for Darius. Memnon was one of the many Greeks who hated and feared Alexander. (More Greeks fought against than with Alexander.) With the blare of trumpets, Alexander led his forces across the river and encountered the Persians. There were many parts to both armies including allies, infantry, cavalry, slingers, archers, and others. 

At one point, a Persian commander, Rhosaces, struck Alexander on his helmet and was killed by Alexander. Spithridates, another Persian commander, attacked Alexander from behind. Spithridates was about to dispatch Alexander when Cleitus the Black cut off his arm, saving Alexander and the whole campaign. 

As the Persians retreated, Alexander attacked the Greek mercenaries who were not used to best effect in the battle, as they were kept back. They were surrounded by Alexander’s men; thousands were killed and enslaved, to be sent to work in the mines in Greece. Alexander’s cruelty was a warning to others – this was not the first nor would it be the last time. 

The Persian army retreated without massive losses, but the situation was precarious. They realized their foe was something very dangerous. Alexander took over Sardis, Ephesus, and Miletus. (Miletus was the center of the Ionian philosophers/scientists like Thales.) Alexander retained Persians and other natives as satraps or governors and generally respected the Persian structure of governance. 

Memnon went on the offensive. He planned to reconquer the Aegean islands and join forces with the Spartan king to liberate Greece from Alexander. However, by a stroke of good luck for Alexander and the Hellenic League, Memnon suddenly died at the siege of Mytilene. He seemed to be one of the last great hopes for Darius. 

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Battle of the Granicus. Painting, 1665. Public Domain, Wikimedia Commons

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The Battle of Issus, November 333

For the Battle of Issus, King Darius III was present and led his enormous war machine. Modern historians estimate the number of the Hellenic League at 40,000 and the Persian forces at 50,000 – 60,000, though ancient sources record that there were over 250,000 Persians (ancient sources can be unreliable). Darius was so eager to destroy this young interloper that he gave up a superior defensive position. 

The set-piece battle unfolded on a narrow plane with mountains in the distance. Alexander led the Companion Cavalry on the right, with Parmenio leading the forces on the left. Alexander’s youth, zeal and unclouded confidence were balanced by Parmenio’s maturity and general caution. At one point, Alexander and the Companion Cavalry crashed through the Persian line and headed right for Darius on his chariot.

The battleground was red with blood and cluttered with the wounded and dead. Darius had made a huge miscalculation and fled in order to fight another day. Alexander was a lightning bolt into the body of the Persian Empire. Alexander was proving something that others suspected: the Persian Empire had fault lines, weaknesses. The Persian Wars (in 490 and 480) won by Greece, as well as the Ten Thousand Greek mercenaries in 401 (recounted by Xenophon) who returned home safely, were solid indications. The gods and luck seemed to be on Alexander’s side. it all added up to morale, though soldiers do not always feel so confident before battle. In BBC Radio’s In Our Time (hosted by Melvyn Bragg), Prof. Paul Cartledge said that Napoleon viewed the morale factor as decisive in battle.

I asked Professor Cartledge to share more about Alexander’s mindset:  

A combination of luck, bravery, charisma and inspired leadership – and that’s only Alexander. Behind him he had, to start with, his dad’s army, the best in Greece then, mainly because of its combo of superb cavalry with infantry and different grades of infantry fused into a harmonious interlocking whole. The luck came in when Alexander was NOT killed as he might well have been at the first major set piece battle, The Granicus River of 334. 

Darius III left behind his family, including Queen Stateira and the Queen-Mother Sisygambis. Darius expected the opportunity to ransom them. He may have been the Great King, but he was losing the kingdom. Alexander was kind and befriended the family. Many historians note that there is much evidence that Alexander was kind to women — perhaps a reflection of his closeness to his Olympias, his mother. Alexander referred to Sisygambis as “mother.” Both sides were wise to play this game. Darius made an offer: Alexander would get the western half of the empire, his daughter in marriage, and a huge ransom for his family members if Alexander would stop his juggernaut. Parmenio said that if he were Alexander, he would accept the offer. Alexander replied, “If I were Parmenio, that is what I would do. But I am Alexander and so will answer it another way.”

The long sarissa made the enlarged phalanx especially effective, and the cavalry was a major shock. Alexander was flexible and creative even under the strains of battle and could predict his foes well. He read a battlefield better than anyone. This would bode poorly for his next foe, the island-fortress of Tyre. 

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Reconstruction of a mosaic depiction of the Battle of Issus after a painting supposed to be by Apelles or Philoxenus of Eretria found in the House of the Faun at Pompeii. Public Domain, Wikimedia Commons

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The Siege of Tyre

In January of 332, Alexander reached Tyre (coast of today’s Lebanon), the largest Phoenician city and the stronghold of the Persian fleet. He could not bypass it and have the fleet threatening his advance. So, Alexander sent envoys, but they were tossed from the walls into the sea. Surrounded by blue seas and high walls, the city was imposing, possibly impregnable. Alexander decided to build a half-mile causeway 200 feet wide, along with siege engines 150 feet high (fireproofed with battering rams), with catapults on top. This machinery was a leap forward in military ingenuity. There were also ballistae to hurl rocks from below. At one point, the Tyrians sent a burning ship into the causeway to destroy the siege towers – it worked, but it would not be enough to save Tyre. Alexander, who before had disbanded his own navy, now got hold of many ships from Phoenician city-states he had conquered. He used these ships to blockade the island city. 

After a siege of seven painful months, during which the Hellenic League was attacked with rocks and fire, the city fell. It was reported that Alexander enslaved thousands of Tyrians; even worse, he ordered 2,000 of them to be crucified along the shore.

After Tyre, Alexander lay siege to Gaza in the autumn of 332, which also had a horrible ending for the inhabitants. In emulation of Achilles dragging Hector’s corpse behind his chariot, Persian General Batis was dragged behind a chariot whilst still alive.

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Map of the Siege of Tyre. Public Domain, Wikimedia Commons

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Egypt Welcomes Alexander and the Famous Visit to Siwah

Egypt was a rich civilization with a long history going back thousands of years before Persian control. The fourth century was a burgeoning period for Egypt under native rule. Egypt’s power and prestige had been declining for centuries and included foreign rule by Libyans, Kushites, Assyrians, and Persians. Many Greeks including Herodotus (who wrote that “Egypt was the gift of the Nile”) and Plato had visited Egypt. 

The Persians were harsh overlords and disrespectful of Egyptian religion. The Egyptians were eager to toss out the former. “Here,” writes Prof. Paul Cartledge, “Alexander found himself gifted with an advantage only rarely on offer in other parts of the Persian Empire: a friendly native upper class” (Alexander the Great 150). Alexander was welcomed by the Persian governor Mazaces (with 800 talents and the royal furniture). In Memphis, Alexander was pronounced “son of Ammon” and given the double-crown of Egypt. It is highly likely that Alexander was in awe of the gleaming pyramids, rich land, life-giving Nile, and temples.

In the winter of 332, Alexander was “seized with a longing to visit” an important, far-off oracle 300 miles into the hot desert. “His intention was to consult the god, as the oracle of Ammon was reputed to be truthful,” wrote the historian Arrian. 

With some companions, Alexander headed into the desert to find the Oracle of Ammon at the Siwah oasis. Arrian, Plutarch and Rufus offer differing accounts. Alexander got lost and nearly perished from thirst. Arrian writes that “travellers lose their bearings like sailors at sea.” Either two crows or snakes (Ptolemy’s lost account apparently introduced the snakes) led them to the oasis oracle with its abundant water and date palms. Alexander went into the sanctum sanctorum and perhaps asked the oracle priest about his origins and destiny. There are differing accounts of this and what he learned will never be known. Prof. Paul Cartledge argues that after Siwah, Alexander “claimed a close relationship, possibly even physical filiation, with non-Greek Ammon” (244).

In the spring of 331, Alexander founded what would become one of the greatest cities of the ancient world: Alexandria. Plutarch writes that “since there was no chalk available, they used barley-meal to describe a rounded area on the dark soil…” Alexander wanted harbors for trade, greater control over his growing empire, and a Greek city on the coast that bore his name. Alexander left the area after a few months. His friend and a leader in his army, Ptolemy (and his family), would in the coming years transform Alexander’s vision and plans into an incredible city. 

The Battle of Gaugamela

The third great clash with the Persians, the Battle of Gaugamela (literally the Camel’s House; near today’s Arbil, Iraq) happened days after an eclipse of the moon: 1 October 331. The Persian force may have been as much as twice Alexander’s 47,000 soldiers. Darius’s force included cavalry, scythed chariots, elephants, the Immortals (his bodyguard), Greek mercenaries, and others. Mazaeus (satrap of Babylon) commanded the right flank of Persia’s infantry and cavalry, including Parthians, Syrians, Cappadocians, Armenians, Mesopotamians, and Indians. Bessus, the satrap of Bactria and a relative of Darius, commanded the left flank. The night before the battle, Darius and Alexander were of course very nervous. Darius, aware of the danger of a night attack, had his soldiers armed and ready, which had to be exhausting. Alexander met with Aristander, his seer. Plutarch writes that Alexander’s army saw the Persian camp “agleam with the watch-fires of the barbarians.” Alexander disagreed with Parmenio’s suggestion of a night attack, saying, “I will not steal my victory.” As usual, Alexander led from the right with the Companion Cavalry; on the left Parmenio commanded infantry and cavalry. Alexander was aware of the danger of envelopment by the much larger Persian force. There is much to say about geography, plans, the battle itself and the aftermath, but in short Alexander created and took advantage of a gap in the Persian side, allowing the Companion Cavalry to pour in like killer T-cells.

It was reported that when Darius saw that his military was being defeated, that his bodyguard got beat back, and that his chariots wheels were clogged with dead bodies, he fled. Darius, escaping by horseback with a small force, lived to fight another day. But it was a disaster for the Great King who, in a short time, lost it all and (soon) his life. Alexander continued onto Babylon (and Susa and Persepolis). 

According to Quintus Curtius Rufus, Alexander was welcomed to Babylon by Mazaeus and his children, as well as chanting Magians, Chaldeans, Babylonian priests, and musicians. The storied city was surrounded by an enormous wall, and the Euphrates River passed through the city, over which bridges connected the two halves of the city. Rufus wrote that two chariots could pass each other atop the walls and described the loveliness of the Hanging Gardens, known today historically as one of the Wonders of the Ancient World. 

Susa, located in the lower Zagros Mountains, was the capital of the Achaemenid Persian Empire. (It has been extensively examined and excavated beginning in the 1800s with Henry Rawlinson, A. H. Layard, and others recently). Alexander found an enormous amount of gold and silver and sat on Darius’ throne. He was too short for the throne, so one of the attendants provided a footstool. 

Next, the city of Persepolis, the ceremonial capital of the empire, with its ornate and lofty temples and palaces, was torched. Why? Were the young Macedonians just drunk and goaded by the Athenian prostitute Thais (Ptolemy’s mistress), or had this been a planned revenge? There is no way to know. It was unusual for Alexander to destroy temples. Taking after his mother, he was religious and, as a military man, superstitious. 

Meanwhile, Darius refused to surrender the throne: his courtiers, led by Bessus, arrested Darius and fled. Alexander and his men followed in hot pursuit. Arrian tells us that with Alexander “close upon them,” two satraps stabbed Darius and fled, leaving him to die. The new king of Persia, Bessus, did not have much success in that position. Most of the satraps declared their allegiance to Alexander. 

Alexander gave orders for Darius to be buried with full honors at Persepolis “like the kings before him” (Arrian). Darius’ death signaled the end of the Achaemenid Persian Empire.

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Darius’ flight at the Battle of Gaugamela. Relief inspired by Charles Le Brun’s painting Battle of Arbela (1669). Photograph: Luis García (Zaqarbal), 3 December 2008. GNU Free Documentation License, version 1.2. Wikimedia Commons

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Alexander’s New Clothes and The Philotas Affair

Alexander inherited a huge harem and plenty of eunuch servants, as well.  He often wore a purple and white chiton, a royal diadem, sometimes a Macedonian cavalry hat, which had a swagger to it. Sometimes he wore pants, a Persian mode of dress at that time. Many Macedonians did not like his new habits and beliefs. 

In the fall of 330, whilst in Bactria, there was an assassination attempt against Alexander known as the Philotas Affair. Some young Macedonian guards decided to kill Alexander. Philotas — Parmenio’s son and a commander of the Companion Cavalry — was accused of knowing about the murder plot but not informing Alexander. Philotas and the guards were tortured and executed. It is not known if the charges against Philotas were true. Philotas was arrogant and found himself in trouble with Alexander before. More executions were to follow, including Philotas’ father, the old and very successful general Parmenio. This was tragic for this family, and realpolitik for Alexander. The way was clear for Cleitus and Hephaestion to be co-commanders; such power could not be concentrated in one person. 

In the coming months, Alexander founded Alexandria-by-the-Caucasus. The Hellenic League crossed the Hindu Kush. Older men and some volunteers were sent back to Greece. The Hellenic League crossed the Oxus River. Bessus, satrap of Bactria and pretender to the Persian throne, was captured by Ptolemy and tortured and executed. Alexander and his military had to contend with revolts and fierce guerilla warfare.   

Dionysus’ Gifts and Headaches and the Murder of Cleitus 

In Alexander the Great: The Invisible Enemy, John Maxwell O’Brien focuses – through the symbol of Dionysus — on Alexander’s emotional decline, megalomania, and drunkenness. Wine drinking was common; parties and celebrations commemorated a festival or victory, announced a new campaign, honored someone, and so on. Participants told stories, bragged, drank wine. This eased the strains of war and served as a safety valve. But these events could erupt into violence. 

In November of 328, at the palace in Maracanda (Samarkand), Alexander organized a banquet during a feast dedicated to Dionysus. Cleitus, one of two commanders of the Companion Cavalry (and the brother of Lanike, Alexander’s nurse), was unhappy about his new orders and possibly about Alexander’s turn toward Persian customs. Alexander was drunk. They got into an argument: Cleitus saying Alexander’s conquests were possible because of his father Philip and reminding Alexander who saved him at the Battle of the Granicus – it was Cleitus. 

Alexander threw an apple at Cleitus’ head. The officers ushered Cleitus out of the room. When Cleitus returned, Alexander ran him through with a spear. Alexander immediately felt revulsion and grieved in his tent for days. The officers put together evidence of Cleitus’ treason, which helped Alexander move beyond the murder.

The Sogdian Rock

In the spring of 327, Alexander and his army encountered the Sogdian Rock, a fortress high atop the mountains (near Samarkand), ruled by Ariamazes. Another local ruler, Oxyartes, placed his wife and children, including Roxana, in what was believed to be an impregnable fortress. The Sogdians refused to surrender, telling the invaders that they needed wings to conquer the Rock. That only encouraged Alexander. During the night, Alexander sent up 300 climbers using tent pegs and rope; and “about thirty lost their lives during the ascent – falling in various places in the snow,” Arrian recounts. The following morning, the Sogdians looked up in shock, and surrendered.  

At the peace celebration, Alexander saw Roxana (little star) dancing. Roxana was said to be a very beautiful woman, second only to Darius’ wife. Alexander was smitten. Were there political motivations to add territory and unity to his empire? Was Alexander in love? Perhaps yes for all of those reasons. (See the fascinating and colorful wedding dramatization of Alexander and Roxana in Michael Wood’s BBC series, In the Footsteps of Alexander the Great.) 

The Page Boys Conspiracy

In the spring of 327, during a hunt with the king, there was a breach of protocol. One of the page boys, Hermolaus, shot a wild boar before Alexander had the chance. Alexander had him whipped. Hermolaus and a few of the other pages planned on killing Alexander, but their plot came to light. Callisthenes, the nephew of Aristotle, was implicated because he was the teacher of the page boys. Alexander was enraged: Callisthenes encouraged their independent thinking, and he didn’t believe in prostrating (proskynesis) himself before the king. It is unclear if Callisthenes had anything to do with the plot, though at the time he had fallen out of favor. Hermolaus, a few page boys, and Callisthenes were executed.

India: Rock of Aornus, the Naked Philosophers, and Battling King Porus

In the winter of 326, on the way to India, Alexander encountered a mountaintop stronghold called the Rock of Aornus (possibly Pir Sarai in Pakistan). It was a formidable place with a water supply and land for growing food – the defenders could not be starved out. Alexander accomplished the win by storming a nearby mountain and threatening the Rock with catapults. The path was now open to enter India. 

In spring 326, Alexander and his forces advanced into Taxila (Punjab), a city renowned for culture, education, and trade at the juncture of very important trade routes. (In the mid-19th century, Sir Alexander Cunningham identified Aornus, Taxila, and other places based, in part, on his reading of ancient chroniclers; Taxila is today a UNESCO World Heritage Site.) 

In a fascinating episode, Alexander made acquaintance with the naked philosophers (gymnosophists), who were possibly yogis, fakirs, or Brahmins; some scholars say Jains or Buddhists. (I think they were likely yogis or fakirs). A few criticized Alexander. One of them said he should stop his wanderings and settle in the center. Alexander rounded up ten of them and threatened to kill them if they got any of his questions wrong. Plutarch writes that Alexander asked the last philosopher how long a person should live. The reply was: “Until he does not regard death as better than life.” 

They all survived. Like so much of the Alexander story, the truth of this episode is open to speculation. But these gymnosophists are tantalizing. In fact, Alexander befriended one of them named Calanus, who was about seventy years old. Did Calanus and the others have a more compassionate and spiritual path that the invaders simply could not understand? Many from the Hellenic League were intrigued. As Professor Cartledge points out: the Greeks viewed foreign spiritual traditions through the lens or vocabulary of their own culture.

King Ambhi of Taxila supported Alexander against his rival, the larger-than-life King Porus. Porus led 30,000 soldiers, 2,000 cavalry, and many elephants. By now, Alexander’s army was completely battle hardened from dealing with all manner of foes. In May 326, Alexander’s last major battle was the Battle of the Hydaspes River (Punjab region of today’s Pakistan). 

It was monsoon season with fast swollen rivers. Porus’ elephants each had a mahout and about a dozen infantry – the ancient world’s version of a tank. The horses of the Hellenic League were afraid of elephants. Porus had many chariots, but the muddy conditions erased most of their menace. Alexander used feints and deceptions, some of which must have exhausted the Indians. They didn’t know when Alexander would attack across the river. Finally, Alexander’s forces crossed the river but ended up on a nearby island. Porus’ son attacked, but he was killed during the battle. 

Alexander had his men cross the river at night, a dangerous feat. Porus placed his war elephants in front of his vast infantry, with cavalry on both sides. Alexander’s infantry was smaller than Porus’ infantry, but his cavalry was larger than Porus’ cavalry. As many historians have noted: Alexander knew how to read a battlefield. The solution was to orient the battle toward his cavalry. 

Alexander ordered Coenus to bring extra cavalry to the left; this force galloped around Porus’ right side. Alexander’s Companion Cavalry attacked Porus’ frontline. The Indians soon found themselves being pushed into a smaller area with less room to maneuver. The soft ground didn’t help the Indian archers plant their bows (perhaps similar to the bow used by Arjuna in the Bhagavad Gita). The Indians fought bravely, but in the end the Hellenic League prevailed. Porus, preferring to die in battle, rebuffed the peace offerings. Alexander rode out to meet him. 

“How would you like to be treated?” Alexander asked.

“Like a king.” 

“Anything else?”

“All is contained in the first request,” replied Porus.

Alexander allowed Porus to retain his kingdom and he enlarged it. An intriguing story has come down to us from ancient accounts: Alexander was visited by a young noble, Chandragupta Maurya. He enticed Alexander with news of more kingdoms ahead. He was an ambitious young man and Alexander must have been intrigued. Later, Maurya founded the Mauryan Empire and defeated the Macedonian satrapies around twenty years after Alexander’s death. His grandson became the incredible King Ashoka who, after a terrible battle, became nonviolent and promoted Buddhism. 

Monsoons, Mutiny and Alexander Suffers an Arrow

Alexander’s soldiers became apprehensive over monsoons, giant snakes, and homesickness. Their armor rusted, they heard accounts of more immense armies ahead. Alexander’s men pondered: what’s the point of wealth and renown if you die so far from home? Like the Romans, the Greeks preferred to be in comfortable climates where olives flourished. Diodorus Siculus wrote that “his soldiers were exhausted with their constant campaigns.” The consensus: they wished to return home and see their families. Coenus, one of Alexander’s commanders, spoke for the army. 

The Hyphasis Mutiny made Alexander fume. He went into his tent and wouldn’t emerge for three days. Finally, he consulted Aristander: the answer was that the Hellenic League should return home. This gave Alexander cover, helped him save face. He would have been in a bad situation without these veterans and must have felt that he owed them. The fighting and hardship, however, were far from over.

November 326: the Mallians (Punjab)

The Mallians lived in a city with mud walls; there was some misunderstanding, as they did not pay obeisance to Alexander, who led his army to their city. Dissatisfied with the pace of the battle, Alexander climbed onto a wall, where he was open to all sorts of weapons thrown at him. His soldiers were frightened for him and they climbed up ladders, but their combined weight broke the ladders and they fell to the ground. Alexander fought furiously and one of his bodyguards was killed. Arrian tells us that “the arrow penetrated the corselet and entering his body above the breast.”

Michael Wood vividly reenacts this event — with the luck of an ambulance passing by — in his BBC series In Search of Alexander the Great. Alexander fainted. He owed his survival to Peucestas, Abreas and Leonnatus who placed over Alexander the Sacred Shield from Troy. Many feared that that the king was dead. His army, seized by panic, crashed through the walls and went on a killing spree. This was an example of the war crimes of which his army was capable. 

Alexander somehow survived. As soon as he recovered some of his health, he sailed down river so his troops could see him. When he disembarked, they were overcome with emotion and tears, crowding and touching him, tossing flowers.   

Tragedy in the Desert

In the fall of 325, Alexander’s army headed into the Gedrosian Desert (the Makran in Pakistan and Iran). Why? Perhaps Alexander was trying to prove his courage and ability. Perhaps he wanted to explore and map the region. Perhaps he was punishing his men for refusing to conquer more of India. We will never know for certain why he brought a huge army through the burning desert. It was a choice that ended in much suffering and death.  

It took about two months to cross. A third or more of his army and thousands of camp followers perished from thirst and starvation. As Arrian wrote: “Many died as if they had fallen overboard in a ship.” Not only did the desert swallow so many, for a flash flood drowned numerous soldiers and camp followers who had spent the night in what had been a dry riverbed. 

While Alexander and the army made their way through the desert, Admiral Nearchus (long-time friend), along with Onesicritus (a philosopher and helmsman of the fleet), sailed from the Indus River to the Persian Gulf. The admiral mapped the region and founded a city, reuniting with Alexander in Carmania (southern Iran) in December 325. About two months later, Alexander reached the old religious capital, Pasargadae, where he had Cyrus the Great’s Tomb repaired.  

Alexander Marries (Again), Susa Weddings and The Successors

In spring 324, there was a holiday spirit and much feasting; Alexander met officials, gave out awards like purple tunics and money, and paid off the debts of his army. Drinking contests heated up to the point where many participants died. 

And there were the famous weddings: Alexander married Stateira, the late Darius’ eldest daughter, and another Persian princess, Parysatis; and Hephaestion married Drypetis, another princess and daughter of Darius. And more was to come: Alexander encouraged 100 companions and 1,000 regular soldiers to marry Persian women. The marriage ceremonies were according to Persian custom and lasted five days, and performers even arrived from Greece. The marriages were part of Alexander’s unifying, big picture plan. (After his death, it seems that few of the marriages lasted.) Clearly, there was resistance to Alexander’s plans and overall vision. 

At Susa, the Epigoni or inheritors, who were some 30,000 Bactrians trained in Macedonian warfare, arrived; foreigners also joined the Companion Cavalry. Alexander’s orientalism caused much consternation among his troops – it was a massive change from what they were accustomed. (The Mutiny at Opis was only months away.) After this, Alexander explored the region by ship, while Hephaestion with part of the army headed to the Persian Gulf.   

Time is Always Against Us

In Susa, Alexander’s close friend and advisor, Calanus (one of the naked philosophers from Taxila), knowing that he was very sick, gave away his possession, including a horse to one of his Greek students. He climbed atop a funeral pyre which was then lit. The onlookers, especially Alexander, were horrified. Calanus proved that he was beyond pain — as tough or tougher than anyone could be. He is an invitation to wonder: how can this be possible? (We know of this kind of self-immolation by some Buddhist monks during the war in Vietnam.) 

Worse was to come. In Ecbatana (October 324), Hephaestion (Alexander’s closest friend and a Commander of the Companion Cavalry), recovering from sickness, drank much wine, relapsed, died. This devastated Alexander, who put the doctor to death. Plutarch says that Alexander’s “grief was uncontrollable.” Alexander petitioned the Oracle at Siwah, which granted him the status of divine hero. Hephaestion was given an expensive funeral and his ashes were brought to Babylon. (Alexander’s grief might remind us of Gilgamesh’s utter despair when his adventure-companion Enkidu died.) 

Babylon

Adding it all up — the risks and battles, injuries and assassination attempts, desert journeys and so on – makes one wonder how Alexander lived as long as he did. Amidst the splendor of the palaces and hanging gardens, the end for Alexander arrived in Babylon months later. The historian, Arrian, following eyewitness accounts, relates it:. Alexander came down with a fever and lost his voice. He couldn’t move. He had to be carried in a litter. The men insisted on seeing him and broke down the doors. Perhaps it was malaria or typhus, the various injuries, along with alcoholism. It is possible that Alexander, before reaching Babylon’s famous gates, contracted some disease in the swamps. 

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Remains of the ancient city of Babylon, Iraq. Osama Shukir Muhammed Amin FRCP(Glasg), CC BY-SA 4.0, Wikimedia Commons

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Alexander died on 10 June 323, just before reaching 33. He was king for twelve years and eight months. Some authors suspect that Alexander was poisoned: perhaps by the Mallian arrow that had lodged in his lung, or by a devious Macedonian. Suspects include Antipater, his sons Cassander and Iollas (a cupbearer for Alexander); this family quite reasonably feared Alexander’s return. (A few years later, Cassander killed Alexander’s mother Olympias, Roxana, and Alexander IV.) Another suspect, Medius, had invited Alexander to the party just before Alexander got feverish. 

Dying Alexander, marble copy of the 2nd century BC work by unknown Greek sculptor. National Art Museum of Azerbaijan. Urek Meniashvili. CC BY-SA 3.0, Wikimedia Commons

In Joseph Campbell’s formulation of the hero’s journey, heroes separate from their homeland, initiate (transform and journey), and return home. Alexander never achieved the homecoming – another missing part of his life. Alexander was not too young to die (for that era), but it was far too soon before he could accomplish all that he desired.

Alexander was a figure of epic proportions, who helped determine history. He was one of only a few military leaders never defeated. Through conquest and creating cities, Alexander spread Greek culture and unified an immense area, which lasted centuries after his birth, paving the way for Roman and Islamic expansion, and much else; he encouraged intermarriage and unity; founded dozens of cities including Alexandria, Egypt; encouraged trade between East and West; held women in higher regard than his contemporaries; spread Greek culture (Hellenization). In the final chapters of Alexander the Great, Robin Lane Fox covers many of the details of the East/West cross-fertilization. 

There was a unique vastness and panache to Alexander’s accomplishments and dreams. If Alexander were in competition with his real father Philip or Homer’s Achilles, there was no competition. Alexander wins. Had he lived longer, the course of history would be different, for he had plans to conquer far and wide. Perhaps Alexander would have stopped Rome before it became so mighty. About Alexander there are utopian or romantic views. Historian William Tarn believed that Alexander would have unified the world and brought peace. Historian Arnold Toynbee believed that the world would be a better place had Alexander lived twice as long. 

From my vantage point I ask, at what price? A vast number of soldiers and civilians, and many horses and elephants, died during the dozen years of conquest. Cities were flattened. But there exists no alternate history in which there’s no Alexander. He existed in a big way and had a big afterlife; to varying degrees, we live in the world that Alexander helped determine. We benefit from the changes and evolution that Alexander put into motion. Many people live in cities he founded. It is a paradox because his plans required much conquest. His life brings us into the realm of imagination with its own light and dark qualities. 

Prof. Paul Cartledge offered this assessment:

Astonishing military commander – right up there in the all-time first division with Genghis Khan, Napoleon and very very few others. Partly but not only because he was a simply superb leader of men in the field and against the odds, but also because he effected quite extraordinary sieges in seemingly impossible circumstances – Tyre, the Rock of Aornos…

However, on the debit side of the ledger, what exactly was he aiming to achieve – beyond unique personal renown? And was it really necessary to massacre quite so many non-Greek persons?  (I’m thinking esp. of the Malloi here) or to treat defeated enemies quite so brutally (the Phoenicians of Tyre – crucified; the eunuch Arab governor of Gaza – killed by being dragged behind a chariot – at least Hector was already dead when Alexander’s epic role model Achilles dragged his corpse behind his chariot!)

Professor Michael Scott, author and Professor of Classics and Ancient History at University of Warwick, stated: 

I believe he would have gone as far as he could, but he would have not been able to conquer China (at this time in the final stages of developing into a Unified nation during their Warring States period). And yes, I think if he had lived, he would then have turned west as well…

As Michael Wood says at the end of his program, In the Footsteps of Alexander, the gods gave Alexander multiple signs. Alexander felt that the gods were on his side. 

Alexander was a man of his time — not ours. His time had continuous warfare, slavery on a massive scale, infanticide, much starvation and disease and early death, limited medicine, animal sacrifice, routine torture, plague, god-kings, and more. 

Kings and Philosophers, Biology and Opportunity

It is said that Prince Siddhartha could have been either Buddha or world conqueror. Could Alexander have been a philosopher rather than a king? His parents had worldly ambitions in mind for Alexander and he did, too. It was natural for him to accept the challenge and ride that wind. The Roman emperor, Marcus Aurelius, was also a philosopher, but philosophy did not take up the better part of his time, and could not. The emperor fought to keep Rome’s enemies away from the empire, whereas Alexander fought to create an empire (mostly an overlay of the Persian Empire), with plans for enlargement.      

Alexander had incredible parents, opportunity, and boundless ambitions. Whatever luck he had at birth, he always endeavored to add to it. Anyone who reaches for the stars must make their own luck. Opportunity knocked; Alexander stepped through the doors, or actually kicked them open, one could say. He was a blend of biology and opportunity: the will to power across the continents. Yet Alexander paid a high price for his desires. He died young, and he foolishly did not choose a successor, hence the exhaustive Wars of the Successors leading to his family’s demise. The aftermath helped leave Greece vulnerable to Rome’s relentless military might. With empires, the center cannot hold, entropy settles in, no matter how solid the dreams of myth-drenched leaders.  

Would it have been better if Alexander stayed home? That was Siduri’s advice for Gilgamesh in the world’s first book. The Roman Senate wanted Julius Caesar to cut short his conquests and return to Rome. Gilgamesh failed two tests and returned to Uruk, finally pleased to be a good king. It was not in the nature of Alexander or Caesar or Napoleon, for that matter, to return home and have a peaceful life. They were crazy for conquest. 

One tradition continues to imagine Alexander long after his death: The Alexander Romance. Alexander goes to the bottom of the sea, flies through the air, and so on. The great Persian poet, Ferdowsi (born 940 ACE), applauded Alexander’s unification of East and West and for being King Darius III’s half-brother.

Moreover, Alexander, at times associated with or depicted with horns (on coins, for example), and may have ended up in the Koran:

1) The Egyptian god Amun had curled horns. Alexander was crowned pharaoh.  2) The two horns represent the two horizons – Alexander’s immense accomplishments and ambitions. 3) In the Koran, Alexander is quite possibly “the horned one.”   

The Alexander Romance, in some sense, continues; there are many Alexanders in literature, media, and art, including Andy Warhol’s “Alexander the Great” images and Oliver Stone’s Alexander. Many people explore the story of Alexander. The word “essay” means to try – which is what I’ve done here. All we can do is try to understand Alexander from the perspective of his contemporaries and from the perspective of ourselves. There is much that is missing, contradictory, or imaginative in the ancient histories. Alexander and his army journeyed and fought across land and sea to the limits of the known world.  

Body Snatcher and the Next Pharaoh: Ptolemy and the Afterlives of Alexander  

Of the circle of friends still standing when Alexander died, Ptolemy may be the most astonishing and fortunate. He also had studied with Aristotle, rose in the ranks and partook of the military venture across the world, journeyed to Siwah, and was there in Babylon at the end. As Alexander lay dying, the royal ring was handed to Perdiccas: the empire would go “to the strongest,” uttered the dying king. It doesn’t seem like a good idea. Perdiccas was disliked, and who could replace Alexander? What Alexander created was destroyed when he died: a cohesive empire. Power for Macedonians was, to a large degree, of a personal nature. By accomplishing so much, Alexander made it impossible to replace him.   

Without Alexander, the leaders jockeyed for control. Would Alexander’s unborn child eventually be allowed to rule? Would someone else grab the empire? War was the reply. Didn’t Alexander the Great foresee these troubles? 

[I asked Professor Ikram, author of The Mummy in Ancient Egypt and Distinguished University Professor of Egyptology at the American University of Cairo, if it’s possible that Alexander’s body was preserved in honey.

“It was thus reported, and it make sense,” she replied.] 

Alexander was honored in the most magnificent way with much finery – a prolific amount of gold and purple. The cortege headed to Aegae (the location of Philip’s tomb) in Macedon where Alexander would be buried. It never arrived. Diodorus, the Sicilian historian, writes that Ptolemy “doing honour to Alexander, went to meet it with an army as far as Syria, and, receiving the body, deemed it worthy of the greatest consideration.” 

Claudius Ptolemäus: Picture of 16th century book frontispiece. Public Domain, Wikimedia Commons

Ptolemy stole the body and brought it to Memphis. Ptolemy declared himself pharaoh in 305, beginning his family’s dynasty. (The last of the Ptolemies was Cleopatra VII who, with Mark Antony, lost to Octavian.) When the tomb was completed, Alexander’s body was interred in Alexandria. Under the Ptolemies, Alexandria would become one of the great cities of the world. Alexandria had a grid pattern, lighthouse (pharos), a multicultural population, and an incredible library and museum — a prototype of the modern university.

Many well-wishers, including Emperor Augustus Caesar, visited Alexander’s tomb. Emperor Septimius Severus closed the tomb to the public to preserve it. Prof. Frank Korn (Classics Department, Seton Hall University) related this to me about Julius Caesar’s admiration for Alexander: “The exploits of Alexander were well known by the military and political stars of Republican and Imperial Rome.” 

By 400 ACE, the trail goes cold, the tomb’s location a mystery. Polytheism was now persecuted. When John Chrysostom, an early Christian father, visited Alexandria and inquired about the tomb, he saw that “his tomb even his own people know not.” 

Might earthquakes and sea have destroyed Alexander’s tomb? Is Alexander the Great’s tomb somewhere below, like King Tut’s tomb before Howard Carter’s discovery? With well over one hundred attempts over the last century, archaeologists have been searching for Alexander. 

According to Arrian, Alexander could be buried at Siwah. Professor Ikram suggested that Alexander might be in Alexandria “possibly under the Elite Café or under the Baskin Robbins based on ancient geography.” 

Another researcher believes Alexander is buried in St. Mark’s in Venice. So, St. Mark is executed and buried in Alexandria. In the 800s AD, St. Mark’s corpse gets mistaken for Alexander and is brought by sea captains to Venice. Perhaps Alexander still creates myths. Wherever the tomb lies, its discovery would be an archaeological Holy Grail.  

Alexander and the Hellenic League constituted one of the wildest rides in history — to be debated in many ways and perhaps forever. We can know him as we know ourselves, at a distance. It seems that people with colossal ambitions and achievements have multiple masks and paradoxical personalities — and sometimes a huge shadow. Alexander wanted to see and conquer more than anyone, to be the Goat (Greatest of All Time), and to live on the lips of others. Toward the end of The Campaigns of Alexander, Arrian writes:

He had great personal beauty, invincible power of endurance, and a keen intellect; he was brave and adventurous, strict in the observation of his religious duties, and hungry for fame.

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Partial bust of Alexander. Sushuti, Pixabay

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About Me

Teaching myth inspired me to write this essay. I wanted to show students that myth was a big part of Alexander’s life and, in different ways, also makes us who we are. Alexander is both real and mythic – and sometimes the two aspects are seamlessly blended. Once I dived into the material, I realized that one needs facts and history and myth (and much more) to understand Alexander. Myth leads to the real, and the real leads to myth.  

I wish to thank Professors Jean Alvares, Paul Cartledge, Kara Cooney, Salima Ikram, Frank Korn and Michael Scott for their brilliant reflections on Alexander the Great and related material; and thanks to Prof. Jean Alvares and Tracey Paradiso (the latter is a fellow writer in Cranford Writers Group) for their excellent, much-appreciated editing. Any mistakes of language or thought are clearly my own, of course. I wrote this essay during three weeks in March 2022, one week of which was spent (with Renah and our child Inanna) visiting Gettysburg, PA. For me, it was a meditation on war, courage and human folly and got me thinking about Pickett’s Charge as well as Alexander’s cavalry charges. The shock of the Russian Invasion of Ukraine also unfolded over this period and tragically continues.       

As a child, I saw programs and read about Alexander in National Geographic and in picture books. The dream of travel into far-off lands was powerful, and I was too young to consider the dark side. Years later, I had a terrific semester with New York University in Greece sponsored by the late Prof. Mitchell Leaska. During a break, I went off to Egypt. 

In 2021, I was nominated for a Pushcart Prize for my short story in Coneflower Café; and my collection of interviews, stories, images – Speaking of the Dead – was accepted for publication by Blydyn Square Books in New Jersey. In 2022 I was accepted for the NEH summer seminar, Ritual Arts in Hinduism and Buddhism at College of the Holy Cross. Renah, Inanna and I (with our editor Alice Almiron, PCCC graduate and Rutgers film student) made a film, “Covid, a Child’s View,” which received honorable mention from the London Short Film Festival. It will be shown in late April at the Cranford Film Festival in New Jersey. I have been a writer and teacher for a long while, the latter culminating in a Fulbright to teach at LMU Munich. This past year, I published stories, essays, interviews, and poetry in Popular Archaeology, Parabola Magazine, The Raven’s Perch, Dash Literary Journal, Paterson Literary Review, and Minerva Magazine. 

Cover Image, Top Left: Alexander Mosaic (detail), House of the FaunPompeii. Public Domain, Wikimedia Commons

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Mural fragments uncovered in Guatemala offer evidence for the earliest known Mayan calendar notation

AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE (AAAS)—Scientists have found evidence for the earliest known Mayan calendar notation, according to an investigation of painted mural fragments excavated from the Las Pinturas pyramid complex at San Bartolo, Guatemala. The fragments, which date between 300 and 200 BCE, record the date “7 Deer” in the 260-day divinatory calendar used across Mesoamerica and are about 150 years older than another well-known San Bartolo mural chamber. David Stuart and colleagues suggest that these fragments illustrate a mature art and writing tradition in the region during the third century BCE, indicating that the calendar had already been in use for a long time. “The evidence now suggests that we can no longer single out one region of Mesoamerica such as Oaxaca as ‘the’ point of origin for scripts or calendrical record keeping,” the authors write. “The situation would point to an even earlier origin of the calendar sometime during the Middle Preclassic, if not before, although the evidence remains indirect.” Archaeological excavations at Las Pinturas have previously unearthed murals depicting mythological deities and humans painted near the completion of the complex in about 100 BCE. To further explore the ancient site’s secrets, Stuart et al. analyzed 11 wall fragments (all with hieroglyphic writing) that were recovered between 2002 and 2012. The researchers used radiocarbon dates for 10 samples processed in 2005, as well as 2 new dates run in 2020, to determine the ages of the archaeological contexts of the fragments. The authors note that, during the Classic period that followed, Maya scribes rarely used the deer glyph to represent the seventh day, which consists of the number 7 in bar and dot notation over the outline of a deer head. Stuart et al. suggest that use of the glyph in this fragment may represent an early stage in Maya script development before a phonetic hand sign emerged to replace it.

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Mural fragment in San Bartolo, Guatemala, rediscovered 2003, presented at the Palacio Nacional de La Cultura, May 2006. Pre-Classic Maya art. Authenticmaya~commonswiki, GNU Free Documentation License, Wikimedia Commons

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Summary author: Shannon Kelleher

Neolithic made us taller and more intelligent but more prone to heart disease

RADBOUD UNIVERSITY MEDICAL CENTER—After the Neolithic, European populations showed an increase in height and intelligence, reduced skin pigmentation and increased risk of cardiovascular disease due to genetic changes that lowered concentrations of ‘good’ HDL cholesterol. The changes reflect ongoing evolutionary processes in humans and highlight the impact the Neolithic revolution had on our lifestyle and health, write researchers from Nijmegen and Hannover in Frontiers in Genetics. Research of these past events offers interesting starting points for today’s science and health care.

Just like plants, animals and other organisms, humans are dynamic organisms with variable traits. Look at how humans behave and their appearance and you will see differences in skin color, eating habits, susceptibility to diseases, height and so on. Such external features are called ‘phenotype’. This appearance (phenotype) can be influenced by, for example, genetic factors, social and cultural habits, eating behavior and environmental factors.

Nijmegen scientists, in cooperation with colleagues from the Helmholtz Center for Infection Research (HZI, Hannover), have investigated* whether they could trace the development of some complex human traits of modern Europeans from, say, 50,000 years B.C. to the present. These are complex traits such as height and intelligence. In this case, ‘complex’ means this trait is not determined by one gene but by dozens or even hundreds of genes. Each of these genes has only a very small effect on such a trait.

Genetic archaeology

How can you track down all the genes that interfere with height? This can be done with a technique called GWAS: genome-wide association studies. You take all human genes (genome) to see which genes have an effect on height. It’s not a causal relationship (you do not know exactly how those genes influence height), but a statistical relationship (it is always the same genes that show up when height is determined). In a large population study, you can get a list of genes involved in human height and compare this list of genes of modern Europeans with those of our distant ancestors. Archaeological research has unearthed already more than 800 people whose DNA has been mapped. Ultimately, this reference gives you a kind of timeline of European height genes, in which you can search for changes and turning points along the way.

Speeding up evolutionary processes

The researchers analyzed not only height but also other complex features such as skin pigmentation, weight/BMI, lipid metabolism, intelligence and cardiovascular disease. “In general, we see a clear change of some of these traits before and after the Neolithic Revolution, as if there was an acceleration of evolutionary processes then,” says Mihai Netea from Radboudumc. The Neolithic (New Stone Age) is an important period in human development, often referred to as the Neolithic Revolution. Wandering hunter-gatherers slowly disappeared and were replaced by locally settled farmers, resulting in a completely different lifestyle, change of diet, and different socio-cultural customs.

Height, skin color, cholesterol

Yang Li, researcher at the HZI: “During this transitional period, we not only found a clear change in body height, but in skin color as well. Europeans, for example, have retained their dark skin color for a remarkably long time, and it really lightens during this period. This may be due to migration from populations in the Middle East with less pigmented skin. In many genes involved in metabolism and the risk of cardiovascular disease we saw little change, only with one obvious exception: HDL cholesterol – often called ‘good’ cholesterol – shows a clear decrease. It increases the risk of arthrosclerosis, but there’s a link with intelligence as well.”

Intelligence

There’s a change in genetic factors that leads to the development of coronary artery disease by means of a decrease in HDL cholesterol. This raises the question, what is the evolutionary advantage of this lower HDL-cholesterol concentration? Li: “Perhaps it is in the development of cognitive functions, because cholesterol is fundamental to the development and functioning of the brain. Some minimal changes in genes – called polymorphisms – in cholesterol metabolism have been linked to cognitive functions, while variations in levels of HDL and LDL have been linked to changes in intelligence, learning and memory. These are hypotheses, not proofs, but illustrate the importance of this research, in which we are exploring factors that can influence the development of complex human traits.”

Useful for the present

This evolutionary research into the change of human traits in Europeans past can also be useful for the present. Netea: “It helps us to understand the physiology of contemporary humans and we may be able to tailor public health measures better to specific populations. Research has learned, for example, that Asian populations already have an increased risk of metabolic and cardiovascular complications at a lower BMI compared to European populations. We can take that into account in prevention strategies. Look at the mass rural-urban migration, which is accompanied by major changes in social and cultural habits, eating behavior and environmental factors. What will it mean for important human physiological traits, for evolutionary pressures on human traits and genes, and human diseases in modern societies?”

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The Neolithic is characterized by fixed human settlements and the invention of agriculture from c. 10,000 BP. Reconstitution of Pre-Pottery Neolithic B housing in Aşıklı Höyük, modern Turkey. Sarah Murray, CC BY-SA 2.0, Wikimedia Commons

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A major earthquake struck Chile’s Atacama Desert about 3,800 years ago, severely disrupting prehistoric communities

AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE (AAAS)—Scientists have unearthed evidence for a major earthquake that struck the arid Atacama Desert region along the Chilean coast about 3,800 years ago, triggering a tsunami and severely disrupting prehistoric communities. Diego Salazar and colleagues observed that, following the disaster, the hunter-gatherers in the area adapted largely by abandoning their settlements. However, knowledge of these major events seemed to fade with time – residential sites arose near the shoreline once again by about 1,000 years ago. The authors suggest that Atacama residents may not have anticipated the earthquake because events of this scale only occur in the region over large time intervals. “These results should also be used to recalibrate current hazard assessment policies, which, for coastal northern Chile, are mostly based on the historical tsunamigenic earthquakes,” Salazar et al. write. Due to a lack of interdisciplinary research, scientists’ understanding of prehistoric megathrust earthquakes – monstrous quakes that occur in zones where one tectonic plate is forced beneath another – has not been sufficient to assess how humans have responded to these events in the past.  To evaluate the existence of a megathrust earthquake that happened almost 4,000 years ago and to understand its social impact, Salazar et al. gathered a combination of geological and archaeological evidence. They measured 17 radiocarbon ages for littoral deposits – sandy remnants of the ancient sea laced with shells – at 7 sites, determining that the deposits provide evidence for coastal uplift along the northern Chile seismic gap during this period. The researchers also found that buildings at 5 archaeological sites along the coast concurrently became eroded or were destroyed. Salazar et al. discovered that extensive mining at one site ceased following the quake and human occupation throughout the region was reduced to a smaller number of less populated sites.

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Earthquake driven uplifted paleo-beaches at Zapatero archaeological site. Gabriel Easton

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5,000-year population history of Xinjiang brought to light in new ancient DNA study

CHINESE ACADEMY OF SCIENCES HEADQUARTERS—Xinjiang, in northwest China, lays at an important junction between east and west Eurasia and has played a historically important role in the exchange of goods and technologies between these two regions along the Silk Road. It is a complex mix of cultures and populations.

However, the interflow and blending of these diverse populations in Xinjiang can be traced further back. Bronze Age mummies discovered in Tarim Basin were purported to have western features and textiles, and the discovery of 5th century C.E. texts of an extinct Indo-European language group, Tocharian, has spurred great interest in archeologists, linguists, and anthropologists.

Now, a research team led by Prof. FU Qiaomei from the Institute of Vertebrate Paleontology and Paleoanthropology (IVPP) of the Chinese Academy of Sciences has unraveled the past population history of Xinjiang, China, based on information from 201 ancient genomes from 39 archeological sites.

Their findings were published in Science on March 31.

A mix of local northern Asian and western Steppe ancestry in Bronze Age

The peopling of Bronze Age Xinjiang is key to understanding the later population dynamics of the region. It had been proposed that the Bronze Age settling of the Tarim Basin was originally by people related to either western Steppe Cultures (“Steppe hypothesis”) or Central Asian populations related to the Bactria Margiana Complex (BMAC) (“Bactrian oasis hypothesis”).

FU and her team discovered the earliest inhabitants of Xinjiang showed genomic similarities with both of these groups, but broadly mixed with a unique ancestry found in the local Tarim Basin mummies, who were recently shown to be linked to a population found 25,000 years ago in southern Siberia known as the Ancient North Eurasians (ANE).

“In all, Bronze Age Xinjiang populations were found to contain ancestral components of the ‘local’ Tarim Basin population mixed to varying degrees with those of three groups from the surrounding regions: the Afanasievo, an Indo-European-associated Steppe culture, a group called the Chemurchek, who contained BMAC ancestry from Central Asia, and ancestry from a Northeast Asian population called the Shamanka,” said  Prof. FU, the last corresponding author of this paper.

The appearance of an individual with almost exclusive Northeast Asian ancestry in northern Xinjiang at this time indicated these early populations may have been already highly mobile. This evidence fits a scenario where incoming Steppe, Chemurchek and Northeast Asian populations entered the region and mixed with the existing inhabitants, who are closest to the oldest Tarim Basin mummies.

In the later part of the Bronze Age, they found the existing genomic profiles shifted to include an influx of a newer western Steppe group linked to the Steppe Middle-Late Bronze Age (MLBA) Andronovo culture, as well as an increasing influx of ancestry from East Asia found in southern Siberia. Furthermore, an expansion of ancestry related to Central Asia (BMAC) at this time indicated an increase in interactions with Central Asia across the Inner Asian Mountain Corridor.

Early entry of Indo-European speakers in Bronze Age Xinjiang

Interestingly, they also found ancestry of several Early Bronze Age individuals identified as unmixed Afanasievo ancestry. This finding corroborates an early entry of these Indo-Europeans, who may have played a role in introducing Tocharian languages to Xinjiang, the easternmost Indo-European languages recorded. This early date would make the appearance of Indo-European languages in Xinjiang roughly contemporary with their entrance into Western Europe, clarifying the origin and spread of the language family with the largest number of speakers today.  

Iron Age influx of East and Central Asians established the ancestry still present today

Compared to the Bronze Age, Iron Age populations showed an increased influx of people from East and Central Asia, with the presence of the East Asian component following a West-to-East gradient of increasing East Asian ancestry. Unlike the Northeast Asian ancestry present during the Bronze Age, the East Asian ancestry entering during the Iron Age showed more diverse origins including mainland East Asia.

These Iron Age populations could be linked to populations such as the Xiongnu and Han, which coincided with a historically documented westward expansion of Xiongnu in ~2200 BP after the defeat of Yuezhi in Gansu region. Additional Iron Age movements of people from Central Asia or the Indus periphery region into Xinjiang supported early activity along routes such as the Inner Asian Mountain Corridor.

The Iron Age appearance of ancestry linked to the Sakas, a nomadic confederation derived from the Iranian peoples, helps to date the entrance of Indo-Iranian languages like Khotanese, known to be spoken by the Sakas, into Xinjiang. This Iron Age genetic profile of the region, linking Steppe, East Asian, and Central Asian people, was found to have been maintained into the Historical Era (HE). Despite the cultural shifts of the past millennia, similar ancestries to those established in the Iron Age are still observed in present day Xinjiang populations.

Phenotypic analysis of several remains, the first reported for ancient Xinjiang, gave depth to the genetic results. The majority of individuals investigated had dark brown to black hair and brown eye color throughout Bronze Age, Iron Age, and HE. Corresponded with the appearance of Andronovo Steppe ancestry, a small proportion of the Iron Age individuals are marked blond hair, blue eyes and lighter skin tone in the west and north of Xinjiang. Two Early Bronze Age Tarim Basin mummies in east Xinjiang were found likely to have had dark brown to black hair and darker skin, despite their archeologically-identified “western” features, and a more recent third mummy from the Late Bronze Age was likely to have had a more intermediate skin tone.

“With the widespread population movements documented in the study, it is intriguing to see the degree of genetic continuity that has been maintained in Xinjiang over the past 5000 years.” said Associate Prof. Vikas KUMAR from IVPP, the first author of this study.  

“What is striking about these results is that the demographic history of a cross-roads region as Xinjiang has been marked not by population replacements, but by the genetic incorporation of diverse incoming cultural groups into the existing population, making Xinjiang a true ‘melting-pot’,” said Prof. FU.

This detailed aspect had not been so clear looking only at archeological and cultural evidence. These findings suggest the importance of combining genetic and archaeological evidence to provide a more comprehensive insight into population history.

The current ancient DNA analysis highlights a holistic approach to unravelling the complex history of locations like Xinjiang, where the many interactions between different groups and cultures in the past make detailed demographic studies difficult. Future studies in this area could reveal more about the finer points of Xinjiang’s history.

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Overlook of Tombs in high altitudes. Excavated from Jierzankale site in Tashikuergan, Kashi region.  YAN Xuguang, Kashi Daily

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Tools reveal patterns of Neanderthal extinction in the Iberian Peninsula

PLOS—Neanderthal populations in the Iberian Peninsula were experiencing local extinction and replacement even before Homo sapiens arrived, according to a study* published March 30, 2022 in the open-access journal PLOS ONE by Joseba Rios-Garaizar of the Archaeological Museum of Bilbao, Spain and colleagues.

Neanderthals disappeared around 40,000 years ago, but many details of their extinction remain unclear. To elucidate the situation, it is useful to explore how Neanderthal populations were changing during their final millennia. In this study, researchers examined the distribution of a tool complex known as the Châtelperronian, which is thought to be unique to certain populations of Neanderthals in France and the Iberian Peninsula.

The researchers examined over 5,000 remains of Châtelperronian tools from a site called Aranbaltza II in Barrika, in the Northern Iberian Peninsula, dating to around 45,500 years ago. Comparing this site with other nearby Neanderthal tool sites, they document that the Châtelperronian system does not overlap in time with older Neanderthal technologies in this region, suggesting that Châtelperronian tools were not developed from earlier Iberian technology, but instead originated elsewhere before migrating into the region. They also found that Châtelperronian tools appear earlier than the first Homo sapiens tools in the Iberian Peninsula.

Based on this evidence, the authors suggest that older Iberian Neanderthal populations disappeared, taking their tool styles with them, and were replaced by different Neanderthal groups using Châtelperronian tools, likely migrating from France, and these populations were in turn replaced by Homo sapiens. The researchers propose that these patterns of local Neanderthal extinction and replacement will be an important area of future study, as they might have played a significant role in the decline and ultimate demise of Neanderthals.

The authors add: “Neanderthals with Châtelperronian technology occupied the Northern Iberian Peninsula ca. 43,000 years ago. This territory was unoccupied at the time, following the earlier disappearance of local Neanderthal groups, along with their Mousterian technology.”

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Selected lithic artifacts from the Châtelperronian at Aranbaltza II (Barrika, Spain). Rios-Garaizar et al., 2022, PLOS ONE, CC-BY 4.0 (https://creativecommons.org/licenses/by/4.0/)

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Reconstruction: Artist rendition of a Neanderthal. Neanderthal-Museum, Mettmann, CC BY-SA 4.0, Wikimedia Commons

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Article Source: PLoS ONE news release.

*Rios-Garaizar J, Iriarte E, Arnold LJ, Sánchez-Romero L, Marín-Arroyo AB, San Emeterio A, et al. (2022) The intrusive nature of the Châtelperronian in the Iberian Peninsula. PLoS ONE 17(3): e0265219. https://doi.org/10.1371/journal.pone.0265219

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Last of the giant camels and archaic humans lived together in Mongolia until 27,000 years ago

FRONTIERS—A species of giant two-humped camel, Camelus knoblochi, is known to have lived for approximately a quarter of a million years in Central Asia. A new study in Frontiers in Earth Science shows that C. knoblochi’s last refuge was in Mongolia, until approximately 27,000 years ago. In Mongolia, the last of the species coexisted with anatomically modern humans and maybe the extinct Neanderthals or Denisovans. While the main cause of C. knoblochi’s extinction seems to have been climate change, hunting by archaic humans may also have played a role.

“Here we show that the extinct camel, Camelus knoblochi persisted in Mongolia until climatic and environmental changes nudged it into extinction about 27,000 years ago,” said Dr John W Olsen, Regents’ professor emeritus at the School of Anthropology of the University of Arizona, Tucson, US.

Paradoxically, today, southwestern Mongolia hosts one of the last two wild populations of the critically endangered wild Bactrian camel, C. ferus. The new results suggest that C. knoblochi coexisted with C. ferus during the late Pleistocene in Mongolia, so that between-species competition may have been a third cause of C. knoblochi’s extinction. Standing nearly three meters tall and weighing more than a ton, C. knoblochi would have dwarfed C. ferus. The precise taxonomic relationships between these two speciesother extinct Camelus, and the ancient Paracamelus aren’t yet resolved.

Olsen said: “C. knoblochi fossil remains from Tsagaan Agui Cave [in the Gobi Altai Mountains of southwestern Mongolia], which also contains a rich, stratified sequence of human Paleolithic cultural material, suggest that archaic people coexisted and interacted there with C. knoblochi and elsewhere, contemporaneously, with the wild Bactrian camel.”

Steppe specialists driven into extinction by desertification

The new study describes five C. knoblochi leg and foot bones found in Tsagaan Agui Cave in 2021, and one from Tugrug Shireet in today’s Gobi Desert of southern Mongolia. They were found in association with bones of wolves, cave hyenas, rhinoceroses, horses, wild donkeys, ibexes, wild sheep, and Mongolian gazelles. This assemblage indicates that C. knoblochi lived in montane and lowland steppe environments, less dry habitats than those of its modern relatives.

The authors conclude that C. knoblochi finally went extinct primarily because it was less tolerant of desertification than today’s camels, C. ferus, the domestic Bactrian camel C. bactrianus, and the domestic Arabian camel C. dromedarius.

In the late Pleistocene, much of Mongolia’s environment became drier and changed from steppe to dry steppe and finally desert.

“Apparently, C. knoblochi was poorly adapted to desert biomes, primarily because such landscapes could not support such large animals, but perhaps there were other reasons as well, related to the availability of fresh water and the ability of camels to store water within the body, poorly adapted mechanisms of thermoregulation, and competition from other members of the faunal community occupying the same trophic niche,” wrote the authors.

Towards the end, the last of the species may have lingered, at least seasonally, in the milder forest steppe – grassland interspersed with woodland – further north in neighboring Siberia. But this habitat probably wasn’t ideal either, which could have sounded the death knell for C. knoblochi. The world would not see giant camels again.

Prey upon or scavenged by humans

What were the relations between archaic humans and C. knoblochi?

Corresponding author Dr Arina M Khatsenovich, senior researcher at the Russian Academy of Sciences’ Institute of Archeology and Ethnography in Novosibirsk, Russia, said: “A C. knoblochi metacarpal bone from Tsagaan Agui Cave, dated to between 59,000 and 44,000 years ago, exhibits traces of both butchery by humans and hyenas gnawing on it. This suggests that C. knoblochi was a species that Late Pleistocene humans in Mongolia could hunt or scavenge.”

“We don’t yet have sufficient material evidence regarding the interaction between humans and C. ferus in the Late Pleistocene, but it likely did not differ from human relationships with C. knoblochi – as prey, but not a target for domestication.”

First author Dr Alexey Klementiev, a paleobiologist with the Russian Academy of Sciences’ Siberian Branch, said: “We conclude that C. knoblochi became extinct in Mongolia and in Asia, generally, by the end of Marine Isotope Stage 3 (roughly 27,000 years ago) as a result of climate changes that provoked degradation of the steppe ecosystem and intensified the process of aridification.”

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Climate change and archaic humans may have combined to see the demise of an ancient camel species in Mongolia. Hbieser, Pixabay

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Article Source: Frontiers news release.

Study reconsiders name of Peru’s Machu Picchu

University of Illinois Chicago, UIC Today—Machu Picchu is among the most recognized archaeological sites in the world. A lasting symbol of the Inca Empire, it’s one of the most visited attractions in Latin America and at the heart of the Peruvian tourist industry.

However, when Hiram Bingham first visited the ruins in 1911 and then brought them to the world’s attention, they were little known — even among those who lived in Peru’s Cusco region. 

More than 110 years after Bingham’s first visit to the site, historian Donato Amado Gonzales from the Ministry of Culture of Peru (Cusco) and archeologist Brian S. Bauer from the University of Illinois Chicago reviewed Bingham’s original field notes, early 20th century maps of the region, and centuries-old land documents from different archives. Their findings suggest that less was known about the site than what was previously thought.

In their paper, published by Ñawpa Pacha: Journal of Andean Archaeology, the researchers conclude that the Incas originally called it Huayna Picchu, for the rocky summit that lies nearest to the site, and not Machu Picchu, which is the name of the highest mountain near the ancient city. 

“We began with the uncertainty of the name of the ruins when Bingham first visited them and then reviewed several maps and atlases printed before Bingham’s visit to the ruins,” said Bauer, UIC professor of anthropology. “There is significant data which suggest that the Inca city actually was called Picchu or more likely, Huayna Picchu.”

The researchers found that the ruins of an Inca town called Huayna Picchu is mentioned in a 1904 atlas that was published seven years before Bingham arrived in Peru. Additionally, they detail that Bingham was told in 1911 of ruins called Huayna Picchu along the Urubamba River before he left Cusco to search for the remains. A landowner’s son later told Bingham in 1912 that the ruins were called Huayna Picchu.

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Machu Picchu. Photo by Trevor Fenwick, Pixabay

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According to Bauer, the most definitive connections to the original name of the Inca city are preserved within accounts written by Spaniards relatively soon after the region came under their control in the late 16th century.

“We end with a stunning, late 16th-century account when the indigenous people of the region were considering returning to reoccupy the site which they called Huayna Picchu,” he said.

By Brian Flood

Article Source: University of Illinois Chicago news release.

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Ice-free corridor opening and peopling of the Americas

PROCEEDINGS OF THE NATIONAL ACADEMY OF SCIENCES—An overland route proposed to be key to the initial peopling of the Americas would not have been available, according to a study*. The “Ice-Free Corridor” (IFC) model for the first peopling of the Americas suggests that an opening between the margins of the Cordilleran and Laurentide ice sheets enabled travel from Beringia to the Great Plains. However, uncertainty about the dating of the first opening of the IFC has made the model’s accuracy difficult to assess. Jorie Clark and colleagues used 64 beryllium-isotope surface exposure ages taken from six locations spanning 1,200 km along the Cordilleran-Laurentide ice sheet suture zone to directly date the opening of the IFC. At each of the sites, the authors sampled glacially transported boulders to date the rocks’ exposure to cosmic rays at the onset of ice-free conditions. The results suggest that the IFC did not fully open until around 13,800 years ago. The authors conclude that the IFC would not have been available as a migration route for the first peopling of the Americas, which occurred before 15,600 years ago based on current archaeological and ancient genomic evidence. According to the authors, a more plausible migration route is along the Canadian coast following the retreat of the western margin of the Cordilleran ice sheet. 

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Article Source: PNAS news release

An archaeological investigation analyses peasant life in Roman Spain

UNIVERSIDAD CARLOS III DE MADRID—The archaeology of the Roman period has traditionally been focused on monumental aspects, but very little is known about what the daily life of peasantry was like. An investigation by the Universidad Carlos III de Madrid (UC3M) delves into the life of peasant settlements based on the archaeological findings discovered in the Community of Madrid, in the numerous rescue excavations that were carried out during the real estate bubble period.

This research project, funded by the Community of Madrid’s Talent Attraction program, is revealing aspects about the life of the humblest peasantry of that time, of which little information was available until now. “The study of this hidden archaeological heritage is allowing us to learn how they interacted with the surrounding landscape, the type of crops they grew preferentially, how they cooked, the domestic animal species they exploited, the type of crockery they used, how exchange circuits worked at a local and regional level, etc.”, says the project manager, Jesús Bermejo, professor in the Department of Humanities: History, Geography and Art at UC3M.

The study reveals, for example, that Madrid’s gastronomy could have inherited typical dishes from farms in the central areas of Roman Spain, such as potaje and cocido (typical soup and stew). Researchers have found remains of pots that were used to cook these dishes, with a very similar method to the current one. Those peasants threw a piece of meat together with the available vegetables and left them on the fire in a very uncontrolled way, while they carried out the agricultural work. “They left the pot on the fire very early in the morning, went to work in the fields, came back and ate communally, because the patterns we see on the crockery give us a much more collective vision,” explains Professor Bermejo. This also gives us clues about the social relationships of that period: the act of eating was not an individual process, but a collective one, which could bring a large number of people together.

Sites in Barajas, Fuenlabrada, Getafe or Leganés

Due to their provisional nature —associated with the different constructions and public works where these rescue excavations have been carried out—none of these archaeological settlements have been preserved and most people are unaware of their existence. One of the objectives of this research project is to give greater visibility to these sites, both socially and from a scientific point of view.

“Many of these sites are in towns such as Barajas, Fuenlabrada, Getafe or Leganés, where many people who are not aware of the existence of this archaeological heritage that reflects the life of the humblest sectors of past societies are living”, explains Professor Bermejo.

Innovation and knowledge transfer in archaeology

In the case of prospecting – the exploration of the land to discover the existence of sites –two elements have revolutionized the practice of archaeological research in recent decades, according to scientists. The first one has been the use of GPS devices and other remote sensing systems for the geo-referencing of archaeological findings. The second one is the generalization of geographic information systems (GIS), which have made it possible to analyze a huge amount of archaeological data in relation to different geographic and environmental variables. “In the case of the analysis of archaeological findings from excavations, the use of new methodological perspectives such as the so-called household archaeology is revolutionizing our way of understanding the archaeological record”, says Jesús Bermejo.

The results of this research project, as well as other related studies, are collected in The Archaeology of Peasantry in Roman Spain (De Gruyter, 2022), the first monographic volume that addresses the subject of Roman peasantry in the Peninsula. This publication, co-edited by Jesús Bermejo together with Ignasi Grau, professor of Archaeology at the University of Alicante, brings together the contributions of a group of researchers who are developing pioneering and innovative perspectives focused on Hispanic-Roman rural society through different methodological strategies and various archaeological records. Many of these projects are based on the development of archaeological prospecting in various peninsular regions, such as the interior of the province of Alicante or various places in southern Extremadura. In other cases, the studies arise as a result of different excavation work, such as those carried out in the surroundings of the Villa de Almenara de Adaja-Puras, in the province of Valladolid. In this regard, the volume features a large amount of archaeological information which is unpublished or published in a very fragmentary way.

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Planimetry of El Zarzalejo, a Roman farm occupied between the 2nd and 3rd centuries AD, located in Arroyomolinos (Community of Madrid). UC3M

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Article Source: UNIVERSIDAD CARLOS III DE MADRID news release.

Goose domestication in Neolithic China

PROCEEDINGS OF THE NATIONAL ACADEMY OF SCIENCES—Researchers report evidence of geese domestication in China 7,000 years ago. The history of poultry domestication is less well understood than that of mammalian livestock. Masaki Eda and colleagues performed histological, geochemical, biochemical, and morphological analyses on goose bones from a 7,000-year-old rice cultivation village in the Yangtze River valley in China to uncover evidence of early domestication. The study region is a wintering site for wild geese with no current breeding activity, and the authors found immature goose bones in the archaeological assemblage. Oxygen isotope analysis helped identify bones belonging to nonmigratory, locally bred geese. Biochemical analysis suggested that the diet of local geese differed from migratory geese and may have included cultivated rice. Morphological analysis suggested that local geese were kept for multiple generations, given that they had a consistent body size compared with wild geese. Together, the bones, which were radiocarbon dated to 7150–6670 years ago, exhibited signs of early goose domestication. Based on butchering and manufacturing marks on the bones, the authors suggest that geese were locally bred to meet the demand for meat and bone tool materials when wild, migratory geese were unavailable. According to the authors, the results suggest that early goose domestication may have preceded chicken domestication.

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Modern Chinese domestic geese (Anser cygnoides domesticus). Masaki Eda.

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Goose bones found at Tianluoshan, China. Masaki Eda.

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Article Source: PNAS news release.

“Multiple lines of evidence of early goose domestication in a 7,000-y-old rice cultivation village in the lower Yangtze River, China,” by Masaki Eda, Yu Itahashi, et al., Proceedings of the National Academy of Sciences, 7-Mar-2022.  https://www.pnas.org/cgi/doi/10.1073/pnas.2117064119

Mummification in Europe may be older than previously known

UPPSALA UNIVERSITY—Mummification of the dead probably was more common in prehistory than previously known. This discovery is made at the hunter-gatherer burial sites in the Sado Valley in Portugal, dating to 8,000 years ago. A new study*, headed by archaeologists at Uppsala University and Linnaeus University in Sweden and University of Lisbon in Portugal, presents new evidence for pre-burial treatments such as desiccation through mummification, which has not been suggested for the European Mesolithic before. The results are now published in European Journal of Archaeology.

Until now, the oldest cases of intentional mummification were known from the Chinchorro hunter-gatherers living in the coastal region of the Atacama Desert in northern Chile with examples of mummified bodies buried in shell middens around 7 000 years ago still preserving soft tissue. However, most surviving mummies worldwide are more recent, dating between a few hundred years and 4 000 years old.

Mummification in prehistory is a challenging topic for researchers because it is difficult to detect if a body was preserved through mummification when soft tissue is no longer visible. An additional difficulty is the lack of written reports for these early periods. Unlike bone, finding soft tissue in archaeological sites is rare due to issues of preservation, and without it, it is difficult to recognize if the remains have been curated soon after death. This is particularly challenging in temperate and wetter climates, such as in most of Europe, where soft tissues and fabrics do not normally survive in archaeological sites.

Using recently discovered photographs of the skeletal remains of thirteen individuals excavated in the 1960s in the Sado Valley Mesolithic shell middens in Portugal, the researchers were able to reconstruct the positions in which the bodies were buried providing a unique opportunity to learn more about mortuary rituals taking place 8 000 years ago.

The study combined the approach of archaeothanatology with human decomposition experiments. Archaeothanatology is an approach used by archaeologists to document and analyse human remains in archaeological sites that combines observations of the spatial distribution of the bones in the grave with knowledge about how the human body decomposes after death. Archaeologists can then reconstruct how the dead body was handled after death and buried, even if several millennia have passed. In this study, the archaeothanatology was also informed by results from human decomposition experiments on mummification and burial at the Forensic Anthropology Research Facility at Texas State University.

Based on the results from the experiments, an observable signature for a mummy could be proposed that combines several observations: a hyperflexion of the limbs, an absence of disarticulation in significant parts of the skeleton, and a rapid infilling of sediment around the bones. These were all clearly present in at least one of the burials in this study. The analysis showed that some bodies were buried in extremely flexed positions with the legs flexed at the knees and placed in front of the chest.

During decomposition, the bones usually become disarticulated at weak joints, such as at the feet, but in these cases, the articulations were maintained. The researchers propose that this pattern of hyperflexion and lack of disarticulation could be explained if the body was not placed in the grave as a fresh cadaver, but in a desiccated state as a mummied corpse. Desiccation not only maintains some of these otherwise weak articulations, but also allows for a strong flexion of the body since the range of movement increases when the volume of soft tissue is smaller. Because the bodies were desiccated before burial, there is very little or no sediment present between the bones and the articulations are maintained by the continuous infilling of the surrounding soil supporting the bones and preventing the collapse of the articulations.

The researchers suggest that the observed patterns could be the product of a guided natural mummification process. The manipulation of the body during mummification would have taken place over an extended period of time, during which the body gradually would become desiccated to maintain its bodily integrity, and simultaneously contracted by trussing with rope or bandages to compress it into a desired position. When the process was finished, the body would have been easier to transport (being more contracted and significantly lighter than the fresh cadaver) while ensuring that it was buried while retaining its appearance and anatomical integrity. 

If mummification in Europe was older than previously known, a range of insights relating to the mortuary practices of Mesolithic communities arise, including a central concern for maintaining the integrity of the body and its physical transformation from a cadaver to a curated mummy. These practices would also underscore the significance of the burial places and the importance of bringing the dead to these locations in a manner that contained and protected the body, following principles that were culturally regulated, highlighting the significance of both the body and the burial place in Mesolithic Portugal 8,000 years ago. 

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View from the archaeological site Arapouco towards the Sado Valley, Portugal. Photographer: Rita Peyroteo-Stjerna

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Researcher Rita Peyroteo Stjerna at the National Museum of Archaeology, Lisbon, working with the Mesolithic skeletons excavated in the 1950s-1960s at the Sado Valley, Portugal. José Paulo Ruas

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Article Source: UPPSALA UNIVERSITY news release.

*Rita Peyroteo-Stjerna, Liv Nilsson Stutz, et al.;Mummification in the Mesolithic. New Approaches to Old Photo Documentation Reveal Previously Unknown Mortuary Practices in the Sado Valley, Portugal; the European Journal of Archaeology, 3 March 2022; DOI: 10.1017/eaa.2022.3 

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Native American shell ring villages may have been occupied then abandoned because of climate change

PLOS—Mollusk shells at 4,000-year-old Native American shell ring villages indicate that environmental change may have driven the formation and abandonment of these coastal communities, according to a study* by Carey Garland and Victor Thompson in the open-access journal PLOS ONE on March 2, 2022.

Shell ring villages were coastal communities built around fishing, as indicated by their sitting next to shellfish estuaries, and their large mounds of mollusk shells which remain to this day. Shell rings formed some of the earliest human village settlements along the U.S. South Atlantic coast but were abandoned at the end of the Late Archaic around 4,000 years ago. While scholars have proposed socio-ecological explanations, there has been limited examination of the physical evidence for these.

Garland, Thompson and colleagues analyzed the biochemistry and paleobiology of mollusk shells found at three abandoned shell rings on Sapelo Island in Georgia, U.S. For example, they measured the size of oyster shells as an indicator of the health of the environment and compared oxygen isotope values to determine salinity conditions. They integrated their findings with chronological data – such as tree ring analyses – using a Bayesian chronological model, to determine environmental fluctuations over time.  

The researchers found that the three Sapelo shell rings, known as Ring I, Ring II and Ring III, were occupied in the Late Archaic for varying, sometimes overlapping, periods. Ring II appeared to be the oldest and longest-lasting, founded around 4290 years ago and being occupied until 3950 years ago, with Ring I lasting around 150 years in the middle of this period. Ring III was the newest and outlasted the others, before abandonment around 3845 years ago. While Rings I and II featured large oyster shells, those at Ring III were significantly smaller, indicating a decrease in oyster shell size over time. Smaller oysters tend to be less healthy or younger, so this may indicate a depletion in oyster stocks and/or oyster health. Oxygen isotopes also indicated significantly lower salinity conditions by the time of Ring III as compared to Rings I and II.

The analysis suggests that the inhabitants of the shell ring villages experienced environmental fluctuations, especially around the occupation of Ring III. Coastal settlement may have initially been an adaptation to climate change as a way to effectively manage fisheries – which are highly sensitive to such changes. However, by the time of occupation of Ring III, fishing may have become unsustainable, leading to dispersals to other settlements and other forms of subsistence.

The authors believe that their work provides “comprehensive evidence for correlations between large-scale environmental change and societal transformations on the Georgia coast during the Late Archaic period”.

The authors add: “The emergence of village life and adaptation to coastal environments are significant transitions in human history that have occurred at various times and places across the globe. Our research shows that Indigenous peoples who established North America’s first coastal shell ring villages some 4200 years ago were resilient and, through cooperation and collective action, were able to adapt to environmental instability and resource shortfalls.”

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Map of the Georgia coast showing the location of Sapelo Island and shell rings. The map was created by CJG and VDT using ArcGIS Pro and wetland shapefile data from Georgia GIS Clearinghouse (https://data.georgiaspatial.org/index.asp). Garland et al., 2022, PLOS ONE, CC-BY 4.0 (https://creativecommons.org/licenses/by/4.0/)

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LiDAR map showing the Sapelo Island Shell Ring Complex. Carey J. Garland, CC-BY 4.0 (https://creativecommons.org/licenses/by/4.0/)

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Doboy Sound from atop the Sapelo Island Lighthouse. CC BY-SA 4.0. Creative Commons Attribution-Share Alike 4.0 International.

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Article Source: PLoS ONE news release. https://journals.plos.org/plosone/article?id=10.1371/journal.pone.0258979

New evidence regarding emerald production in Roman Egypt coming from Wadi Sikait

UNIVERSITY OF CHICAGO PRESS JOURNALS—”New evidence of the importance of the Roman/Byzantine Mons Smaragdus settlement within the emerald mining network”

A new paper published in the Journal of Near Eastern Studies presents the results of and images from the resuming of the archaeological seasons in the Mons Smaragdus region in the Egyptian Eastern Desert. The region, known for Roman-era emerald mines chronicled by authors like Pliny the Elder and Claudius Ptolemy, were rediscovered in the 19th century by the French mineralogist Fréderic Cailliaud. During the 1990s a team from the “Berenike Project” started to survey the area and conducted the first excavations, focusing on the main site identified, Sikait, where the archaeological seasons resumed in January of 2018 and January 2020.

In “New evidence regarding emerald production in Roman Egypt coming from Wadi Sikait (Eastern Desert)” authors J. Oller Guzmán, D. Fernández Abella, V. Trevín Pita, O. Achon Casas, and S. García-Dils de la Vega detail what was found in three buildings. The first structure, referred to as the “Administrative building,” was likely a temple long occupied between the 1st and the 4th-5th centuries. Nineteen coins were recovered at the site, along with other items indicating ritual use like incense burners and bronze and steatite figurines. The “Large Temple,” one of the most well-preserved structures standing in Sikait, also contained religious artifacts like bones, terracotta body parts, and amulets, and was likely occupied between the 4th and the 5th centuries AD, although inner shrines were possibly used earlier, based on surviving traces of Egyptian hieroglyph and other materials. Finally, the “Six Windows Building” complex, possibly a residential space, included an older inner cavity, which may have been related to mining activity. However, concerning these types of structures, common in Sikait, the authors write, “After analyzing most of these spaces, we can conclude that almost none of them can be identified as beryl mines, and mainly we are dealing with storage or living spaces.” Nevertheless, the study of the underground structures present in Sikait and the surrounding areas allowed the documentation of several beryl mining spaces. The detailed analysis of some mines showed relevant evidence concerning their structure, typology, and evolution, including the discovery of the first register inscription ever found in an ancient emerald mine.

These excavation seasons, the authors write, add to knowledge about emerald production in Roman Egypt. “First, it confirmed the significance of the religious aspect in mining settlements like ancient Senskis.” This shows the importance of the settlement within the emerald mining network, as there is no other site in which a similar concentration of cult spaces has been recorded. “This links Sikait to other productive regions in the Eastern Desert, which also offer plentiful evidence of the importance of cult and religion, like the imperial quarries.”

The authors propose this work will provide key evidence in the future for determining how exactly the mines were exploited. Future seasons will focus on documenting the mining complexes to get a complete overview of the process of extraction and commercialization of emeralds, which will provide greater historical context. “According to literary sources such as Olympiodorus, in the 5th century AD a permit from the king of the Blemmyes was required to enter the emerald mines.” Considering that most of the surviving structures in Sikait date to this period, archaeological information from such sites is fundamental for understanding the progressive abandonment of the Roman/Byzantine control in this area and the gradual substitution by the Blemmyan power.

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Location of Sikait in the Eastern Desert. CREDIT: Authors

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Figure 12. The Large Temple of Sikait seen from the wadi floor. CREDIT: Authors

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Materials recovered from the Large Temple: a) “Nubian” head in steatite; b) steatite goddess figurine; c) figurine of a god riding an animal; d) faience Harpocrates amulet; e) bronze Osiris amulet; f) steatite dish. Source: Delia Eguiluz Maestro and Adriana Molina Pérez.

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Article Source: UNIVERSITY OF CHICAGO PRESS JOURNALS news release.

*”New evidence of the importance of the Roman/Byzantine Mons Smaragdus settlement within the emerald mining network” Journal of Near Eastern Studies. 10.1086/712784 

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TV SERIES ‘GROUNDBREAKING’ REFRAMES HOLLYWOOD PORTRAYAL OF ARCHAEOLOGISTS

Kiyo Films: “Groundbreaking”, a new mockumentary television series being described as “The Office meets Indiana Jones”, aims to reframe how Hollywood portrays archaeologists. Drawing inspiration from hundreds of accounts of actual archaeologists – the series leans into the more innocuous day-to-day activities of a working dig site, unearthing a wealth of relatable comedy.

“We really wanted archaeologists to see themselves – their frustrations, their challenges, their unique traditions – represented accurately on screen, so every component of the show was researched and informed by professionals in the field. Our actors trained alongside notable archaeologists in Ireland, England, France, and the US – participating in actual digs prior to production – and our art department scoured the planet to obtain authentic vintage tools used on past digs – many with fascinating stories of their own.” – Patrick William Smith (creator/writer/director)

On a macro-level, Groundbreaking hopes to bring a renewed interest to the field of archaeology, which is currently experiencing alarming shortages in trained field workers.

Since releasing the trailer this month, a massive groundswell of support for the project has already led to over 1-million views, thanks in large part to Chinese-Irish actor Steven He, whose meteoric rise to YouTube stardom has garnered him more than 8 million followers and nearly 1 billion views across his social media channels (recently making headlines for his ultra-viral and widely circulated “Emotional Damage” video).

“I think Hollywood nearly always misses the point of archaeology. Real archaeology isn’t treasure hunting – it’s story hunting – and Groundbreaking really seeks to honor that.” – Wendy Bird Womack (Producer, Co-Writer)

Groundbreaking is a full-length dramedy series that follows a team of astoundingly unsuccessful archaeologists on the brink of unemployment, who unwittingly discover an ancient Celtic secret that sparks a series of inexplicable events.

Groundbreaking’s ensemble cast is made up of notable actors hailing from nine different countries and 7 languages were spoken on set. Filmed in Ireland, the story pays homage to ancient Irish mythology and beautifully showcases the world-famous Connemara landscape. A mixture of comedy, adventure, and mystery – Groundbreaking hopes to reach a wide audience thirsty for original content.

“Groundbreaking is ultimately a story about friendship, discovery, and the rekindling of wonder in the lives of the wonder-less – something it seems we could all use a bit more of these days. And after spending two years in isolation – waiting for the film industry to kick back into gear – the sheer act of living and working with all these incredible people quickly became one of the most cathartic, engrossing, and (mis)adventurous experiences of my life.” – Patrick William Smith (Creator, Producer, Writer, Director)

Currently in post-production, Groundbreaking will be seeking wide distribution later this year. The production is currently running a Kickstarter campaign to raise funds for post-production. Fans looking for a way to get more involved (and even hide their own artifact in the show) can visit: https://www.kickstarter.com/projects/kiyofilms/groundbreaking-series

Groundbreaking’s innovative production model breaks new ground in the film industry. Currently, independent long-form original content doesn’t really exist. Most large-scale television productions begin by filming a pilot episode as a proof-of-concept. Kiyo Films, however, shot the entire first season of Groundbreaking in one fell swoop. This new production model more closely resembles a path previously reserved for independent feature films.

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Credit: Wendy Williams, Kiyo Films

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Shown: Ben Braten, Patrick Smith, Clara Guziewicz, Brian Villalobos, Nataliee Cutler. Photo by Jordan Palmer

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Shown: Brian Villalobos and Steven He. Photo by Jordan Palmer

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Kiyo Films is a full-service production studio specializing in original film and television content, founded by award-winning director/cinematographer, Patrick William Smith (Groundbreaking Creator/Director). For more information, visit: www.kiyofilms.com.

Article Source: A Kiyo Films news release.

Watch the trailer here:

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University of Oxford researchers create largest ever human family tree

UNIVERSITY OF OXFORD—Researchers from the University of Oxford’s Big Data Institute have taken a major step towards mapping the entirety of genetic relationships among humans: a single genealogy that traces the ancestry of all of us. The study* has been published in Science.

The past two decades have seen extraordinary advancements in human genetic research, generating genomic data for hundreds of thousands of individuals, including from thousands of prehistoric people. This raises the exciting possibility of tracing the origins of human genetic diversity to produce a complete map of how individuals across the world are related to each other.

Until now, the main challenges to this vision were working out a way to combine genome sequences from many different databases and developing algorithms to handle data of this size. However, a new method published today by researchers from the University of Oxford’s Big Data Institute can easily combine data from multiple sources and scale to accommodate millions of genome sequences.

Dr Yan Wong, an evolutionary geneticist at the Big Data Institute, and one of the principal authors, explained: ‘We have basically built a huge family tree, a genealogy for all of humanity that models as exactly as we can the history that generated all the genetic variation we find in humans today. This genealogy allows us to see how every person’s genetic sequence relates to every other, along all the points of the genome.’

Since individual genomic regions are only inherited from one parent, either the mother or the father, the ancestry of each point on the genome can be thought of as a tree. The set of trees, known as a “tree sequence” or “ancestral recombination graph”, links genetic regions back through time to ancestors where the genetic variation first appeared.

Lead author Dr Anthony Wilder Wohns, who undertook the research as part of his PhD at the Big Data Institute and is now a postdoctoral researcher at the Broad Institute of MIT and Harvard, said: ‘Essentially, we are reconstructing the genomes of our ancestors and using them to form a vast network of relationships. We can then estimate when and where these ancestors lived. The power of our approach is that it makes very few assumptions about the underlying data and can also include both modern and ancient DNA samples.’

The study integrated data on modern and ancient human genomes from eight different databases and included a total of 3,609 individual genome sequences from 215 populations. The ancient genomes included samples found across the world with ages ranging from 1,000s to over 100,000 years. The algorithms predicted where common ancestors must be present in the evolutionary trees to explain the patterns of genetic variation. The resulting network contained almost 27 million ancestors.

After adding location data on these sample genomes, the authors used the network to estimate where the predicted common ancestors had lived. The results successfully recaptured key events in human evolutionary history, including the migration out of Africa.

Although the genealogical map is already an extremely rich resource, the research team plans to make it even more comprehensive by continuing to incorporate genetic data as it becomes available. Because tree sequences store data in a highly efficient way, the dataset could easily accommodate millions of additional genomes.

Dr Wong said: ‘This study is laying the groundwork for the next generation of DNA sequencing. As the quality of genome sequences from modern and ancient DNA samples improves, the trees will become even more accurate and we will eventually be able to generate a single, unified map that explains the descent of all the human genetic variation we see today.’

Dr Wohns added: ‘While humans are the focus of this study, the method is valid for most living things; from orangutans to bacteria. It could be particularly beneficial in medical genetics, in separating out true associations between genetic regions and diseases from spurious connections arising from our shared ancestral history.’

In sum:

  • New genealogical network of human genetic diversity reveals how individuals across the world are related to each other, in unprecedented detail
  • The research predicts common ancestors, including approximately when and where they lived
  • The analysis recovers key events in human evolutionary history, including the migration out of Africa
  • The underlying method could have widespread applications in medical research, for instance identifying genetic predictors of disease risk

Watch the video: https://vimeo.com/678821780

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The video.: A unified genealogy of modern and ancient genomesReproduced, with permission from Wohns et al. Science (2022).

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Article Source: University of Oxford news release.

*The study is published in Science: www.science.org/doi/10.1126/science.abi8264.

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Ancient DNA reveals surprises about how early Africans lived, traveled and interacted

RICE UNIVERSITY—A new analysis of human remains that were buried in African archaeological sites has produced the earliest DNA from the continent, telling a fascinating tale of how early humans lived, traveled and even found their significant others. 

An interdisciplinary team of 44 researchers outlined its findings in “Ancient DNA reveals deep population structure in sub-Saharan African foragers.” The paper was published today in Nature and reports findings from ancient DNA from six individuals buried in Malawi, Tanzania and Zambia who lived between 18,000 and 5,000 years ago.

“This more than doubles the antiquity of reported ancient DNA data from sub-Saharan Africa,” said David Reich, a professor at Harvard University and investigator at the Howard Hughes Medical Institute whose lab generated the data in the paper. “The study is particularly exciting as a truly equal collaboration of archaeologists and geneticists.”

The study* also reanalyzed published data from 28 individuals buried at sites across the continent, generating new and improved data for 15 of them. The result was an unprecedented dataset of DNA from ancient African foragers — people who hunted, gathered or fished. Their genetic legacy is difficult to reconstruct from present-day people because of the many population movements and mixtures that have occurred in the last few thousand years.

Thanks to this data, the researchers were able to outline major demographic shifts that took place between about 80,000 and 20,000 years ago. As far back as about 50,000 years ago, people from different regions of the continent moved and settled in other areas and developed alliances and networks over longer distances to trade, share information and even find reproductive partners. This social network helped them survive and thrive, the researchers wrote.  

Elizabeth Sawchuk, an author of the study who is a Banting Postdoctoral Fellow at the University of Alberta and research assistant professor at Stony Brook University, said a dramatic cultural change took place during this timeframe, as beads, pigments and other symbolic art became common across Africa. Researchers long assumed that major changes in the archaeological record about 50,000 years ago reflected a shift in social networks and maybe even changes in population size. However, such hypotheses have remained difficult to test.

“We’ve never been able to directly explore these proposed demographic shifts, until now,” she said. “It has been difficult to reconstruct events in our deeper past using the DNA of people living today, and artifacts like stone tools and beads can’t tell us the whole story. Ancient DNA provides direct insight into the people themselves, which was the missing part of the puzzle.”

Mary Prendergast, an author of the paper and associate professor of anthropology at Rice University, said there are arguments that the development and expansion of long-distance trade networks around this time helped humans weather the last Ice Age.

“Humans began relying on each other in new ways,” she said. “And this creativity and innovation might be what allowed people to thrive.”

The researchers were also able to demonstrate that by about 20,000 years ago, people had stopped moving around so much.

“Maybe it was because by that point, previously established social networks allowed for the flow of information and technologies without people having to move,” Sawchuk said.

Prendergast said the study provides a better understanding of how people moved and mingled in this part of Africa. Previously, the earliest African DNA came from what is now Morocco — but the individuals in this study lived as far from there as Bangladesh is from Norway, she noted.

“Our genetic study confirms an archaeological pattern of more local behavior in eastern Africa over time,” said Jessica Thompson, an assistant professor of anthropology at Yale University, an author of the study and one of the researchers who uncovered the remains. “At first people found reproductive partners from wide geographic and cultural pools. Later, they prioritized partners who lived closer, and who were potentially more culturally similar.” 

The research team included scholars from Canada, Kenya, Malawi, Tanzania, the United States, Zambia and many other countries. Critical contributions to the study came from curators and co-authors at African museums who are responsible for protecting and preserving the remains.

Potiphar Kaliba, director of research at the Malawi Department of Museums and Monuments and an author of the study, noted that some of the skeletons sampled for the study were excavated a half-century ago, yet their DNA is preserved despite hot and humid climates in the tropics.

“This work shows why it’s so important to invest in the stewardship of human remains and archaeological artifacts in African museums,” Kaliba said.

The work also helps address global imbalances in research, Prendergast said.

“There are around 30 times more published ancient DNA sequences from Europe than from Africa,” she said. “Given that Africa harbors the greatest human genetic diversity on the planet, we have much more to learn.”

“By associating archaeological artifacts with ancient DNA, the researchers have created a remarkable framework for exploring the prehistory of humans in Africa,” said Archaeology and Archaeometry program director John Yellen of the U.S. National Science Foundation, one of the funders behind this project. “This insight is charting a new way forward to understanding humanity and our complex shared history.”

The paper is online at https://doi.org/10.1038/s41586-022-04430-9.

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Mt. Hora in Malawi, where recent excavations at Hora Rockshelter uncovered two of the individuals analyzed in a collaborative study of ancient DNA. Jacob Davis.

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Hora Rockshelter in Malawi, where recent excavations uncovered two of the individuals analyzed in a collaborative study of ancient DNA. Jacob Davis.

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Article Source: Rice University news release